to both existing and prospective clients, ensuring exceptional standards of client care and compliance with FCA regulations, including... outcomes in line with FCA rules and company standards. Agree and implement a business development plan with your Supervisor...
, often high-stakes matters, including: Advising and representing clients in investigations involving the SFO, FCA, NCA...
to your professional training in the role. Training includes (but not limited to), Induction, FCA, Product, Customer Journey...
You must: Act with integrity Act with due skill, care and diligence Be open and cooperative with the FCA, the PRA...
. Please note the successful candidate will be a qualified accountant – ACCA / CIMA/ FCA/ FCCA Duties will include...
with FCA regulations, the Training & Competency framework, and all internal policies. Leading recruitment, onboarding...
with financial services regulations (FCA, SEC, GDPR, SOX) and internal risk frameworks. Oversee third-party risk management programs...
needed. Requirements Extensive senior-level experience in UK regulatory compliance within financial services. Strong knowledge of FCA...
by the company. The role is a Certified Management Function as defined by the FCA Senior Managers regime. Role expertise...
function in current or previous positions Strong knowledge of FCA/PRA requirements, conduct risk frameworks and ABC...
regulated by Financial Conduct Authority (FCA). Charity People actively promotes equality, diversity and inclusion. We match...
point of contact for Regulators within Global Banking institutions. Strong knowledge of FCA/PRA requirements, risk...
GAAP, IFRS, and PRA/FCA regulatory frameworks. Strong commercial acumen with a growth mindset and a track record...
strong client relationships at senior level Supporting business development activity where applicable Ensuring compliance with FCA...
of policy documentation, terms, and conditions. - Ensure compliance with FCA regulations and company standards. - Collaborate... and markets. - Experience using insurance platforms or CRM systems. - Good understanding of FCA compliance and regulatory...
, insurers, and internal stakeholders. Ensure compliance with company policies, procedures, and FCA regulations including...