to both existing and prospective clients, ensuring exceptional standards of client care and compliance with FCA regulations, including... outcomes in line with FCA rules and company standards. Agree and implement a business development plan with your Supervisor...
to best practices, policies, and procedures, as well as fostering a culture that supports the FCA Consumer Duty within the organisation....
. Please note the successful candidate will be a qualified accountant – ACCA / CIMA/ FCA/ FCCA Duties will include...
to your professional training in the role. Training includes (but not limited to), Induction, FCA, Product, Customer Journey...
, often high-stakes matters, including: Advising and representing clients in investigations involving the SFO, FCA, NCA...
with FCA regulations, the Training & Competency framework, and all internal policies. Leading recruitment, onboarding...
by the company. The role is a Certified Management Function as defined by the FCA Senior Managers regime. Role expertise...
with financial services regulations (FCA, SEC, GDPR, SOX) and internal risk frameworks. Oversee third-party risk management programs...
needed. Requirements Extensive senior-level experience in UK regulatory compliance within financial services. Strong knowledge of FCA...
function in current or previous positions Strong knowledge of FCA/PRA requirements, conduct risk frameworks and ABC...
regulated by Financial Conduct Authority (FCA). Charity People actively promotes equality, diversity and inclusion. We match...
discussions. Experience operating within FCA-regulated environments. SKILLS Strong client relationship and communication...
, insurers, and internal stakeholders. Ensure compliance with company policies, procedures, and FCA regulations including...
and Delegated Claims Administrator (DCA) audits end-to-end, ensuring compliance with Lloyd’s, FCA, and internal standards. Key...
compliance with company and FCA regulations. Manage professional development through ongoing training and collaboration...
point of contact for Regulators within Global Banking institutions. Strong knowledge of FCA/PRA requirements, risk...