and Responsibilities: Responsibilities include, but are not limited to: Forensic review of client documentation in conjunction with FCA...
/trading industry. Proficiency in SQL Experience with regulatory reporting for at least one regulator, such as the FCA, ASIC...
Ratings environment (or other similar FCA/ESMA-supervised sector). Exposure to and knowledge of MetricStream...
. You would likely come from a similar start up organisation and played a part in regulated business'/exposure to the FCA. Requirements... Technologies (e.g. ECS, DynamoDB, Lambda, Aurora, SQS, SNS, VPC, Private Link, etc.) FCA/regulated business experience...
expectations (e.g., FCA, FATF, EU AML directives). Practical understanding of how financial crime and other regulatory risks...
and techniques preferred Good understanding of regulatory requirements on Operational Resilience (e.g., European DORA, FCA...
. MiFID II, MAR Strong Working knowledge of FCA handbook Strong knowledge of products and markets that SFL is active...
of the regulatory environments in which FCA-Regulated FS and brokerage businesses operate in. This role...
’s compliance with FCA/PRA regulations and JMLSG guidance related to financial crime. Assist the CCO in identifying, assessing...: Strong knowledge of the regulatory requirements for third-country branches in the UK, including FCA and PRA rules, AML regulations...
FCA-regulated brokers and dealers in derivative instruments. Knowledge of exchange-specific regulations...
existing and emerging risks and issues within areas of prudential regulatory framework applicable to Banks and FCA IFPRU...