FCA. Adhere to the operational risk framework for your role ensuring that all regulatory or company determined parameters.... At all times comply with the FCA's Code of Conduct. Ensure that you are fully aware of and adhere to internal policies that relate...
and rule areas impacting Personal Trading, G&E, OBAs and Conflicts, including but not limited to FCA COBS, MIFID II, COCON...
in your career. What you'll be doing: Maintaining positive and transparent relationships with the PRA and FCA, ensuring senior... and emerging trends Qualifications Who we're looking for: Strong knowledge of the PRA Rulebook, FCA Handbook and related...
Stay abreast of key regulatory changes (FCA, EU and UK requirements) and assess their impact on surveillance controls...
with Munich Re's Code of Conduct and the FCA Conduct Rules Regulatory & Conduct Requirements: Ensuring compliance with Munich... Re's Code of Conduct and the FCA Conduct Rules Benefits You will be rewarded with a great compensation package...
governance standards and ensuring all activity meets FCA requirements. Collaborate across teams, sharing insights...
with internal and external partners (power of persuasion). Experience with regulated complaint handling (specifically the FCA...
. Ensure regulatory compliance across FCA/PRA guidelines for business accounts. Define and track KPIs (activation, churn..., onboarding/KYB flows, payment rails). Solid knowledge of UK/EU regulatory frameworks (FCA, PRA, EBA guidelines, safeguarding...
. Control Support Senior Sales in ensuring clients are suitably classified under FCA rules and dealt with appropriately Help...
in your career. What you’ll be doing: Maintaining positive and transparent relationships with the PRA and FCA, ensuring senior... and emerging trends Qualifications Who we’re looking for: Strong knowledge of the PRA Rulebook, FCA Handbook and related...
governance meetings. Requirements: Strong knowledge of regulatory frameworks including FCA rules, National Savings... regulations, relevant HMRC/HMT/OAG policies, and experience working in regulated or shadow FCA environments. Expert...
compliance programs (FM Global, MSS, FCA, BSP, Legionella) · Conduct quarterly risk reviews and address deficiencies, Generate... identification · Stakeholder relationship management · Regulatory compliance understanding (FM Global, MSS, FCA, BSP, Legionella...