Job Description A UK FCA-regulated trading company is seeking a seasoned Head of Compliance / MLRO to lead its..., ensuring adherence to FCA and AML requirements, and fostering a culture of compliance across all business areas. The...
, insurers, and internal stakeholders. Ensure compliance with company policies, procedures, and FCA regulations including...
, operations, and compliance teams to deliver a smooth and efficient client experience. Stay informed of legislative, tax, and FCA...
and review of statutory accounts, VAT, tax returns and / FCA and CSSF reports, liaison with auditors, Implementation...
consumer credit frameworks and working within FCA-aligned processes. Network across renewable energy retailers/EPCs...
of Crime Act (POCA), the UK Money Laundering Regulations, the Joint Money Laundering Steering Group), FCA guidance and the EU...
compliance framework, including compliance policies and processes, ensuring alignment with the MLR, FCA expectations and the FCA... and relevant FCA rules. Ensure all cryptoasset financial promotions comply with the FCA's fair, clear, and not misleading standard...
of policy documentation, terms, and conditions. – Ensure compliance with FCA regulations and company standards. – Collaborate... and markets. – Experience using insurance platforms or CRM systems. – Good understanding of FCA compliance and regulatory...
from regulatory structuring to supervisory engagement with the FCA. The Role: - Lead on complex, high-value regulatory matters..., both contentious and advisory. - Advise senior management and boards across consumer and retail financial services on FCA requirements...
, or a related financial discipline. Education/Qualifications: FCA qualification (or progress toward it) preferred. Mindset...
across the business, ensuring adherence to FCA, PRA, and Lloyd's standards. Working closely with senior management...'s Managing Agency. Act as the primary liaison with the PRA, FCA, and Lloyd's for all related Lead the compliance function...
ージングディレクターおよび丸紅日本本社向けレポートの補助 監査対応（内部／外部：法定監査、CASS5監査）の補助 法人税およびVAT申告の補助 FCA関連レポートの補助 新システム導入のサポート ・IT業務 IT関連の課題をヨーロッパIT部門へエスカレーション ITアセ...