your details will be published on the FCA’s Financial Services Register This role has been identified as a Client-dealing function under SYSC... 27.8.18R as defined in the FCA Handbook The Person (“P”) performs the client-dealing FCA certification function for a firm if:(1) P...
requirements (EBA Guidelines, PRA Supervisory Statement SS2/21, FCA), or strong understanding of related risk management principles...
. Have an understanding of the regulatory environment, and values and abilities consistent with the FCA conduct rules. 2. Processing UK...
business. Compliance & Risk Management Ensure all FCA regulations and internal compliance requirements are adhered.... Excellent understanding of compliance and FCA regulation. How we support our colleagues This role offers a competitive...
with regulatory and FCA-related reporting Supporting updates to Business Continuity Plans Coordinating with compliance to ensure...
FOSTER CARE ASSOCIATES (THE FCA) REFERRALS OFFICER – Full time – 12 months Fixed Term Contract -FOSTERING Location... Associates (FCA) is an established fostering agency which forms part of the Polaris Community - one of the UK’s largest leading...
, subject to the FCA and PRA Certification Regime. The Certification Regime is one element of the Individual Accountability...) are assessed as fit and proper to carry out their role. Under the guidance provided by the FCA and PRA, firms should have regard...
up to date with the mortgage market Maintain the highest ethical and FCA standards Ideal Candidate: Minimum 18...
, constitutional, management/control and ownership documents of each and the information contained within them Familiarity with FCA...
questions to fully understand the risk. Complying with regulatory requirements, including Data Protection and FCA guidance... Strong understanding of Consumer Duty, FCA expectations and relevant controls Analytical mindset to interpret MI, identify patterns...
: Investigate complaints, predominantly relating to vehicle issues, applying the FCA's complaint handling rules and relevant.... Familiarity with FCA complaint handling rules and relevant consumer legislation such as the Consumer Rights Act. Experience...
business. Compliance & Risk Management Ensure all FCA regulations and internal compliance requirements are adhered.... Excellent understanding of compliance and FCA regulation. How we support our colleagues This role offers a competitive...
Manager role, where you’ll play a key part in leading audits for regulated clients and ensuring compliance with FCA rules.... Responsibilities: As a CASS Audit Manager, you will… Lead CASS audits from planning to completion, ensuring compliance with FCA...
Looking For ▪️10+ years in Financial Services compliance (5+ in leadership). ▪️Strong PRA/FCA regulatory knowledge. ▪️Experience...