Have a good knowledge of FCA requirements and insurance legislation Be able to demonstrate good lateral thinking and problem...
's global Compliance team, supporting the UK Head of Compliance & MLRO in overseeing the firm's compliance with FCA, HMRC... Responsibilities Maintain and enhance the UK Compliance and AML/CTF Framework in line with the FCA Handbook, UK Money Laundering...
with full responsibility for FCA compliance oversight Conduct a comprehensive review and gap analysis of the firm's compliance... policies, procedures and reporting across the business Oversee regulatory interactions with the FCA and, where relevant, Lloyd...
meets FCA requirements. Collaborate across teams, sharing insights and supporting initiatives that drive pricing...
to achieve objectives whilst ensuring products, customer journeys, operational processes, and strategic initiatives meet FCA... areas, building strong relationships and influencing decision‑making. Interpret FCA rules and guidance (CONC, PSR...
us define the future of American Express. How will you make an impact in this role? · Serve as the FCA-approved SMF 4... disclosures and complaints handling. · Engage with Legal Entity Compliance in regulatory engagements with the FCA, PRA...
compliance frameworks aligned with UK regulatory requirements, especially FCA rules Lead regulatory readiness for market entry..., including FCA rules Proven ability to design policies and manage complex compliance programmes Strong communication...
to financial services (e.g. FCA/PRA regulations, UK GDPR, DORA) Experience designing and/or assuring information technology...
in professional setting Relevant FCA regulatory qualifications must be acquired within 150 days of employment Work Location...
. Strong technical expertise in IFRS, UK GAAP, CASS rules, and FCA regulations. This firm's Asset Management Audit team delivers...
. This role ensures compliance with PRA and FCA requirements and promotes high standards of corporate governance... of UK corporate governance standards, company law and UK regulatory frameworks (FCA, PRA, SMCR etc). Proven track record...
and will also be subject to additional routine criminal and credit checks As a certified colleague your details will be published on the FCA... FCA Handbook The Person (“P”) performs the client-dealing FCA certification function for a firm if:(1) P is carrying out...
and Accelerate and the team inbox. Manage and update the Compliance Calendar including Compliance reporting requirements and FCA.... You're a well-rounded financial services compliance professional with a solid understanding of FCA rules and guidance...
applying for this role must be aware that it is a Certified Role, subject to the FCA and PRA Certification Regime. The... guidance provided by the FCA and PRA, firms should have regard to the following when assessing fitness and propriety: Honesty...
, SIPPs, MiFID and FCA Handbook requirements on how new and existing products and services can be structured to operate...-rounded financial services compliance professional with a solid understanding of FCA rules and guidance, including Consumer...