Strategy and fully adheres to FCA-regulated processes. Guide and support the broking team, allocating responsibilities... understanding of compliance and FCA regulation Ability to work well as part of a team Demonstrate integrity and professionalism...
Strategy and fully adheres to FCA‑regulated processes. Guide and support the broking team, allocating responsibilities... understanding of compliance and FCA regulation Ability to work well as part of a team Demonstrate integrity and professionalism...
What we would like you to bring Awareness knowledge of FCA compliance and financial requirements Financial and business acumen Proficiency...
), COBIT, ISO27001/2 and COSO Strong understanding of regulatory requirements relevant to financial services (e.g. FCA/PRA...
from submission to completion Liaise with lenders, solicitors and estate agents across London Maintain full FCA compliance...
your details will be published on the FCA’s Financial Services Register This role has been identified as a Client-dealing function under SYSC... 27.8.18R as defined in the FCA Handbook The Person (“P”) performs the client-dealing FCA certification function for a firm if:(1) P...
, PSR, FCA, PRA, Bank of England). Technical Fluency: Comfortable writing requirements for backend teams, designing API...
towards and hitting targets of card spend Managing customer accounts and spend Working to high standards of FCA regulations We're...
development (for example Payments, FCA/PRA regulations, SWIFT, Data Protection, Operational Resilience, Project Assurance... transport Excellent financial services technical and regulatory knowledge (in particular, FCA/PRA requirements, EU directives...
and supporting frameworks Evaluating customer journeys Knowledge of Consumer Duty, FCA complaints and conduct standards...
Authority (FCA) and the internal requirements set out in the Compliance Manual, local and Group Compliance and Risk policies...
Crime policies, and delivers good customer outcomes in line with the FCA's Consumer Duty. You'll need some compliance... regulatory environment for UK Financial Services regulations (FCA Handbook) and Financial Crime legislation (POCA, MLR 2017...
outcomes effectively Highly organised, proactive and detail-focused with strong problem-solving skills Understanding of FCA...