Payments, FCA/PRA regulations, SWIFT, Data Protection, Operational Resilience, Project Assurance and wider regulatory services...
knowledge of FCA CONC, Consumer Duty, SME lending standards, Treating Customers Fairly (TCF), vulnerability guidance...
A well‑established, FCA‑regulated consumer finance provider specialising in secured lending. With more than a decade... loan accounts throughout their lifecycle, ensuring all engagement and activity aligns with FCA regulations, internal...
regulation and legislation, including AML, fraud, sanctions, PEPs, bribery and corruption, JMLSG guidance, and FCA rules...
and supporting frameworks Evaluating customer journeys Knowledge of Consumer Duty, FCA complaints and conduct standards...
obligations register Assess new and existing regulatory requirements (FCA / PRA / cross-jurisdictional) and map them to policies... regulation (FCA/PRA; conduct and/or financial crime) Confident working across multiple stakeholders and challenging...
. Redress Exercises - Supporting firms following FCA Final Notices, including customer contact exercises, redress provision...
. Lead reward governance for commission scheme, working with compliance and commissions teams to ensure compliance with FCA... insights. Understanding of remuneration regulations, ideally within an FCA-regulated environment. Skilled in conveying...
in line with FCA compliance standards 🎓 Career Progression Join our structured 18-month* development programme Complete...
. This includes supporting the Board and Committees in the monitoring and implementation of governance requirements set out by the FCA...
, and in line with FCA and wider industry standards, while driving innovation, operational efficiency, and measurable business value...
in financial services regulatory matters Strong knowledge of FSMA 2000, FCA Handbook, MiFID II, and AIFMD Excellent written...
) is committed to promoting, monitoring, and implementing best practices, policies, procedures, and culture in adherence to the FCA...
reporting with significant ROIs Support product governance and conduct reviews to maintain compliance with FCA and Consumer... at senior stakeholder level. Knowledge of FCA regulatory environment, particularly Consumer Duty and product governance...
. Principal Responsibilities AIFMD, UCITS, & FormPF: Production of periodic filings to the CSSF, FCA, & SEC. Performance...