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Keywords: Financial Services Risk, Internal Audit Process , Location: New York City, NY

Page: 9

Managing Director, US Broker Dealer CCO

Application Deadline: 10/30/2025 Address: 151 W 42nd Street Job Family Group: Audit, Risk & Compliance The BMO... Corp (BMOCMC) and Clearpool Execution Services, LLC (CES). The broker-dealer CCO would manage the implementation...

Company: Bank of the West
Location: New York City, NY
Posted Date: 16 Oct 2025

Manager - Client Senior

of building a baseline of business for the new branch including:Leads and manages the internal sales/service process including... internal sales process including outbound calling efforts, client site visits, create opportunities with existing portfolio...

Posted Date: 16 Oct 2025
Salary: $71869 - 114797 per year

Paralegal II

to demonstrate these qualities. Location: New York, Washington Join our Core Business Services (CBS) team and you will help... Technology, Human Resources, Enterprise Support Services, Brand Marketing and Communications, Business Development, Knowledge...

Company: EY
Location: New York City, NY
Posted Date: 14 Oct 2025

Payroll Analyst

employee inquiries. Build and maintain collaborative relationships with internal and external departments. Process manual... is responsible for a seamless semi-monthly payroll process in US, Brazil, Mexico and Brazil and is responsible for general ledger...

Company: MSCI
Location: New York City, NY
Posted Date: 13 Oct 2025

DORA Program Manager and Integrated Testing

of 5 years of relevant experience within the financial services, insurance, or investment management sectors... to you as part of the recruitment process. Company Overview Mizuho Financial Group, Inc. is the 15th largest bank in the world...

Company: Mizuho Bank
Location: New York City, NY
Posted Date: 12 Oct 2025

Executive Director & Unit Head - Loan Administration

, Regulatory Reporting and Audit (6) Delivering top tier customer service to all external and internal clients (7) Maintaining... Effectively manage all audits and close all required audit and risk issues in a timely manner Provide leadership for all team...

Company: Mizuho Bank
Location: New York City, NY
Posted Date: 11 Oct 2025

Broker Dealer Regulatory Governance Advisory Compliance Officer

& Operations, Risk, HR, Internal Audit, and Technology. The Regulatory Governance team collaborates with internal support functions... offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...

Posted Date: 10 Oct 2025
Salary: $139000 - 200000 per year

Senior Manager - Data Governance & Management

thought partnership with the 1st (Enterprise Data Office), 2nd (Enterprise Data Risk Management), 3rd (Internal Audit) line... Self-Assessment (PRSA) / Risk Control Self-Assessment (RCSA) on financial processes. Proven record of process improvement...

Company: American Express
Location: New York City, NY
Posted Date: 09 Oct 2025
Salary: $123000 - 215250 per year

Senior Director of Finance & Operations

Resources, facilities, and technology, ensuring TKH has strong financial procedures, reliable internal controls, effective HR... offers in-demand tech skills training, coupled with comprehensive wraparound services to support each Fellow's journey to career...

Location: The Bronx, NY
Posted Date: 09 Oct 2025

ALM / Market Treasury Support - VP

users including treasury back office, Risk, and Audit. Liaise with prime brokers and counterparties to ensure timely...'s 60,000 employees worldwide offer comprehensive financial services to clients in 35 countries and 800 offices throughout the Americas...

Company: Mizuho Bank
Location: New York City, NY
Posted Date: 09 Oct 2025
Salary: $100000 - 180000 per year

First Line of Defense – MSPBNA Lending Business Control Unit Executive Director

experience in operational risk management within financial services. Proven experience in lending products and product... (Regulator, Internal Audit, Operational Risk, and Compliance). Understanding of RCSA or similar operational risk management...

Company: Morgan Stanley
Location: New York City, NY
Posted Date: 08 Oct 2025
Salary: $250000 per year

Construction Advisory Senior Associate (Forensics)

reports, internal policies, and process maps to identify cost savings, process inefficiencies, and strategic initiatives... related certifications preferred Preferred experience in management consulting, internal audit, regulatory compliance...

Company: Grant Thornton
Location: New York City, NY
Posted Date: 08 Oct 2025

Construction Advisory Manager (Forensic)

: Reviewing construction contracts, financial statements, job cost reports, internal policies, and process maps to identify cost..., PMBOK or other industry related certifications required. Preferred experience in management consulting, internal audit...

Company: Grant Thornton
Location: New York City, NY
Posted Date: 08 Oct 2025

2026 Early Talent Internship: Corporate Strategy & Development - MBA

consulting, internal strategy/consulting, investment banking, corporate finance, or financial services experience Experience... Resources, Internal Audit, Law and Policy, Marketing and Communications, Product and Business Development, Retirement Solutions...

Company: TIAA
Location: New York City, NY
Posted Date: 08 Oct 2025
Salary: $72.12 per hour

Global General Ledger Control (GGLC) Associate

model and will report to a Director. About Morgan Stanley: Morgan Stanley is a leading global financial services firm... financial, management and regulatory reporting. The GGLC Governance team is primarily focused on governance of the month-end GL...

Company: Morgan Stanley
Location: New York City, NY
Posted Date: 07 Oct 2025
Salary: $80000 - 115000 per year

2026 Early Talent Internship: Office of the CEO (MBA)

Services, Asset Management Business Management, Corporate Strategy and Development Financial Analysis and Accounting, Human... Resources Internal Audit, Law and Policy Marketing and Communications, Product and Business Development Retirement Solutions...

Company: TIAA
Location: New York City, NY
Posted Date: 07 Oct 2025
Salary: $50 - 65 per hour

Global General Ledger Control (GGLC) - Director

to an experienced Vice President. About Morgan Stanley: Morgan Stanley is a leading global financial services firm providing a wide... with the Firm's Internal Audit and SOX reviews. - Ownership of GGLC's Toolkit responsibilities, liaising with Accounting...

Company: Morgan Stanley
Location: New York City, NY
Posted Date: 07 Oct 2025
Salary: $90000 - 155000 per year

Vice President of Finance – Home Health Care (Essen House Call )

plans. Compliance & Audit - Ensure adherence to federal, state, and local financial regulations. - Coordinate internal... automation and efficiency in financial operations through system upgrades, process improvements, and integration of financial...

Location: The Bronx, NY
Posted Date: 04 Oct 2025

Finance/Contract Manager

optimization, and decision-making. Maintain governance frameworks and audit readiness for procurement and financial activities... in commercial real estate, seamlessly powering every phase of the property life cycle. Newmark's comprehensive suite of services...

Company: Newmark
Location: New York City, NY
Posted Date: 03 Oct 2025

Director, Finance

with internal departments including controller, risk, and IT; working on regulatory and audit requirements; Database... valuation and risk models. Work closely with model developers, controllers, and risk. Assist in the process of enhancing...

Company: Morgan Stanley
Location: New York City, NY
Posted Date: 03 Oct 2025
Salary: $125000 - 155000 per year