access for people around the world. Responsibilities Driving all compliance and regulatory matters with local... & international regulatory bodies Preparing regular reports and strategic direction to senior management regarding compliance matters...
). Major Job Responsibilities: Supporting the Chief Compliance officer to establish, review and monitor the internal... compliance control for adherence to the relevant local regulatory requirements and Group Standards of Anti-Bribery and Corruption...
Key Responsibilities ... Regulatory Compliance: Develop and maintain comprehensive compliance policies...) Responsibility: designated Manager-In-Charge for the Compliance and Anti-Money Laundering (AML) core functions. This involves having...
compliance framework across various offices. Oversee efficient monitoring of client transactions to identify irregularities... and ensure timely reporting to relevant authorities. Act as the 'Responsible Officer' for FATCA-CRS compliance, ensuring...
etc. Provide advice on risk management and compliance requirements to first line of defense Identify alerts and report to the team... head on regulatory irregularities, breach of guidelines and potential risks Handle ad-hoc projects and duties as assigned...
. For other vacancies, please visit our website at http://www.bochk.com Job No.: 498495 Employment Type: Full time Departments: Legal & Compliance... compliance review plan by referencing risk assessment results. Conduct regular/ thematic compliance reviews on an on-going basis...
of various financial products. Key Responsibilities Report to the Head of Compliance in Hong Kong, providing compliance...Position Overview My client is seeking for dynamic and driven AVP, Equities Compliance to join a global investment...
currently has 202 domestic branches, comprising 30 provincial branches, 7 branches directly managed by the Head Office and 165... to conduct AML Compliance review/ testing Assist to implement the AML policies and procedures to manage the financial crime...
with us. Responsibilities: Report to the Head of Financial Crime Compliance, the incumbent will support the head in leading a team to detect...-Money Laundering, Transaction Monitoring or Compliance Strong financial crime knowledge with open-minded to collaborate...
currently has 202 domestic branches, comprising 30 provincial branches, 7 branches directly managed by the Head Office and 165... expansion and specializing in wealth management”. Develop & monitor compliance to ensure that the Bank’s operation...
About The Job We are seeking a talented Legal & Compliance Counsel to join our thriving Legal Team. With over 20... to a vital function at the heart of our operations. HOW WILL YOU MAKE AN IMPACT? Reporting to the Senior Legal & Compliance...
currently has 202 domestic branches, comprising 30 provincial branches, 7 branches directly managed by the Head Office and 165... are in compliance with statutory, regulatory and internal requirements Investigate the alert-triggered cases and prepare the Suspicious...
our head office in Singapore and banking subsidiaries in China, Indonesia, Malaysia and Thailand, as well as branches.... Job Description The successful candidate will be part of the Local Compliance team and the key responsibilities are as follows: Review...
Overview We are looking to recruit a Director of Global Tax Compliance and Tax Accounting located in Hong Kong... / Singapore to lead the rapidly growing tax compliance and tax accounting team at Crypto.com. This role offers the...
The Role As a senior member of the Regulatory Compliance Team, you will be reporting to the Head of Compliance..., responsible for providing compliance advice to their retail banking business, digital initiatives and investment monitoring...
to the Head of Compliance in HK, responsible for providing compliance advice to their equities / FICC desks, on-going... compliance team and culture in HK. As an important part of their Product Compliance Team...
; Provide constructive compliance solution and advice to Types 1,4,6,9 businesses; Monitoring & surveillance of clients... with other front and back office functions to optimize efficiency. General Knowledge of FATCA and CRS Other tasks assigned by Head...
to Financial Crime Compliance (FCC), including Fraud, Anti-Money Laundering (AML), and Sanctions. This role requires experience... technology solution for the Financial Crime Compliance program, ensuring the seamless integration of a new vendor, including...
and subject matter experts running their teams. Business Compliance & Risk Control Manager- AMC Responsibilities: Re-examine... are following all regulations, policies and manuals etc. Provide advice on risk management and compliance requirements to first...
in promoting compliance and operational risk management in accordance with regulatory and head office management requirements... and subject matter experts running their teams. Assistant / Compliance Manager (Hong Kong Branch) Responsibilities: Assist...