to the Head of Conduct and Fraud Risk Compliance Preferred skills (heading) / Compétences particulières (titre) In-depth.... Job Description: Job description (heading) / Description du poste (titre) The Compliance Manager is responsible for enhancing the Asia Conduct and Fraud risk...
(HKD50-70K/m) Reporting Line: Head of Compliance Team Structure: a team of 4 Roles and Responsibilities Support the...Our client is a Swiss Heritage Wealth & Investment Banking Advisor base in Hong Kong. Title: Compliance Manager...
& Investment Banking Advisor base in Hong Kong. Title: Compliance Manager (HKD50-70K/m) Reporting Line: Head...About the job Compliance Manager - Private Wealth and Asset Management Our client is a Swiss Heritage Wealth...
工作职责: Job Descriptions Reporting to the Head of Secondary Markets Compliance, the right incumbent... will be responsible for providing compliance coverage to the CICC group of companies (the “Firm”) for its Equities, FICC and Wealth...
工作职责: Job Descriptions Reporting to the Head of Secondary Markets Compliance, the right incumbent... will be responsible for providing compliance coverage to the CICC group of companies (the “Firm”) for its Equities, FICC and Wealth...
工作职责: Job Descriptions Reporting to the Head of Secondary Markets Compliance, the right incumbent... will be responsible for providing compliance coverage to the CICC group of companies (the “Firm”) for its Equities, FICC and Wealth...
: Head of Compliance Team Structure: a team of 4 Roles and Responsibilities Handle and maintain confidential...About the job Compliance Analyst - Data and Reporting (Asset Management) Our client is a Swiss Heritage Wealth...
Regional level. The position holder will report to the Head of Compliance Support. Work with all business units involved...-money Laundering & Tax Evasion. Wherever necessary, and in consultation with the Head of Compliance Support, act as point...
Tax Compliance and Tax Accounting located in Hong Kong / Singapore to lead the rapidly growing tax compliance and tax... accounting team at . This role offers the successful candidate a fantastic opportunity to manage the group tax compliance...
currently has 202 domestic branches, comprising 30 provincial branches, 7 branches directly managed by the Head Office and 165...
JOB SUMMARY The role of Group Public & Regulatory Affairs (GPRA) which sits within the Compliance, Financial Crime and Conduct... Policy Insights. The Executive Director (ED), Head of Government Affairs for Greater China North Asia (GCNA) sits...
currently has 202 domestic branches, comprising 30 provincial branches, 7 branches directly managed by the Head Office and 165... to ensure that the Bank’s operation is in compliance with statutory, regulatory and internal requirements Participate in system...
currently has 202 domestic branches, comprising 30 provincial branches, 7 branches directly managed by the Head Office and 165... with regulatory requirements and guidelines, ensuring compliance with legal regulations and organizational strategies. Perform...
currently has 202 domestic branches, comprising 30 provincial branches, 7 branches directly managed by the Head Office and 165... of operational procedures by the retail frontline units Drive business process re-engineering and compliance enhancement initiatives...
Recruit Ref: L0594771890 Posting Date: 2025-10-14 Bank Of Communications Co Ltd - HK Branch Section Head, Client... requirements and guidelines, ensuring compliance with legal regulations and organizational strategies. Perform ongoing client due...
Recruit Ref: L0594771868 Posting Date: 2025-10-14 Bank Of Communications Co Ltd - HK Branch Section Head, Branch... by the retail frontline units Drive business process re-engineering and compliance enhancement initiatives in accordance...
. Job Description As a Head of Broker Distribution - HNW and Broker, your main responsibilities will include: Developing and executing... to brokers to enhance their product knowledge and sales effectiveness. Ensuring compliance with regulatory requirements...
needed, according to the bank’s screening policies and requirements. As Team Head Supervise 4 junior officers to perform name... on tasks assigned by Head CDS. YOUR PROFILE Personal and Social Meticulous, reliable, responsible and with positive...
Your new company An expanding securities firm is seeking a seasoned Head of Operations to lead their operations... business growth. Oversee the firm's risk function by reviewing and enhancing risk protocols to ensure compliance with internal...
As the Head of AML, you will lead and manage the entire AML department across different AML functions. This role..., etc. Description As a Head of AML, your main responsibilities will include: Developing and implementing effective AML frameworks to ensure...