and building out a compliance function. What You’ll Do SFC Manager-In-Charge of Compliance and MLRO Lead the regional... compliance strategy and framework across multiple jurisdictions Work closely with global stakeholders in a high-growth...
A leading asset management firm in Hong Kong seeks a qualified lawyer for a senior legal advisor role. Candidates must have over 10 years of post-qualification experience, with in-depth knowledge of investment banking and securities. The po...
Our client is a leading asset management and investment firm. Responsibilities Advise line managers on legal issues relating to investment banking, fund management, securities and all related matters. Responsible for all legal document...
Hours. Report to Regional Head of Compliance & Risk. Accountable for conducting 1.5 line of defense & risk assessment... and reporting. Report to North Asia Head of Compliance. Requirements The ideal candidate will have a minimum 5 years...
for 1.5 or 2nd line of defense for APAC region. Job Duties Report to Regional Head of Compliance & Risk Accountable... Regulatory Compliance Testing & Control Job Duties Report to North Asia Head of Compliance Conduct periodic compliance...
& Good Hours Job Duties Report to Regional Head of Compliance & Risk Accountable for conducting 1.5 line of defense... Excellent Worklife Balance & Job Security Regulatory Compliance Testing & Control Job Duties Report to North Asia Head...
Career & Good Hours Report to Regional Head of Compliance & Risk Accountable for conducting 1.5 line of defense & risk...Regulatory Affairs & Central Compliance Senior Manager Oversight Regulatory Affairs & Central Compliance Excellent...
region Promising APAC Compliance Career & Good Hours Report to Regional Head of Compliance & Risk Accountable...Business & Regulatory Compliance Manager, Regional Corporate Bank Regional Corporate Bank & HKMA regulated Biz...
fulfilment of HKMA AML/CFT regulatory requirements Promising APAC Compliance Career & Good Hours Report to Regional Head...Top Ranking Pure Play Swiss Based Private Bank North Asia KYC/SOW and Compliance Function Our Client Appointed...
compliance and risk assessments. The role involves reporting to the Regulatory Head of Compliance and managing multiple...A leading European Private Bank in Hong Kong is seeking a Regulatory Compliance Manager to oversee regulatory...
: Oversee core compliance for Hong Kong, Singapore, and Australia Report directly to Head of Core Compliance Liaise...Description Brokerage Firm – Compliance Manager / Assistant Manager Location: Central / Western District Scope...
across the region Promising APAC Compliance Career & Good Hours Job Duties Report to Regional Head of Compliance & Risk... Job Duties Report to North Asia Head of Compliance Conduct periodic compliance testing & thematic audit to ensure daily...
of USD 218mill+ in 2022 to search for Regulatory Compliance Manager. Job Duties Report to Regulatory Head of Compliance... & Good Hours Job Duties Report to Regional Head of Compliance & Risk Accountable for conducting 1.5 line of defense...
overseeing core compliance for Hong Kong, Singapore, and Australia, and will report directly to the Head of Core Compliance. The...A leading recruitment agency is seeking a Compliance Manager/Assistant Manager based in Hong Kong. This role involves...
A large global financial services organization in Hong Kong is seeking a Head of Compliance with extensive experience... in insurance compliance. This senior role requires strong leadership and analytical skills, overseeing compliance issues...
Perform annual risk assessment to identify key risk areas that need to be monitored. Report to North Asia Head of Compliance... that are owned by Compliance. Report status of resolution to Head of Compliance, Senior Management and relevant committees...
Compliance Testing & Assurance Manager Job Duties Report to North Asia Head of Compliance Conduct periodic compliance... Career & Good Hours Job Duties Report to Regional Head of Compliance & Risk Accountable for conducting 1.5 line...
matters for low to high risk clients across the region Promising APAC Compliance Career & Good Hours Report to Regional Head... Excellent Worklife Balance & Job Security Regulatory Compliance Testing & Control Report to North Asia Head of Compliance...
Job Title Associate, Executive Secretary, Legal, Compliance & Secretariat [protected-phone-number]D) Business... Function The Legal, Compliance & Secretariat function plays a preventive, advisory and supervisory role in the bank to guard...
Transaction Monitoring Compliance Snr Asso/Mgr, Private Bank Most Sustainable International Private Bank Expansion... Transaction Monitoring/STR Headcounts Regional FCC/AML Compliance Dept Our Client Award winning Regional Private Bank...