Hours and Excellent Job Security Job Duties Report to the North Asia Head of Business Risk Accountable for conducting... fulfilment of HKMA/SFC regulatory requirements AML/KYC/SOW/Surveillance Exp. with Private Banks Multiple Expansion Headcounts...
Compliance Testing & Assurance Manager Job Duties Report to North Asia Head of Compliance Conduct periodic compliance... Global Private Bank Good Hours and Excellent Job Security Job Duties Report to the North Asia Head of Business Risk...
FCC Compliance AVP, Regional Private Bank AML/KYC/SOW/Surveillance Exp. with Private Banks Multiple Expansion... to search for experienced KYC/SOW/Transaction Monitoring Specialists to be part of the growing wealth management HKMA...
back office private banking operations support that called for liaison with front office and KYC teams Handle general... Reporting to Regional Head of Dealing & partner with a professional team of cross asset classes of investment advisors...
support that called for liaison with front office and KYC teams Handle general inquiries from internal and external customers... & Job Security Job Duties Reporting to Regional Head of Dealing & partner with a professional team of cross asset classes...
to the North Asia Regional Head of Legal Counsel Key member of transaction team to provide legal guidance & advisory support... and Excellent Job Security Job Duties Report to the North Asia Head of Business Risk Accountable for conducting regulatory...
to Head of FCC and partner with a small professional team of 3 Transaction Monitoring, STR & Continuous Enhancement of AML... governance Active participation in FCC/AML ad-hoc projects by working closely with AML/Risk/KYC teams Requirements Graduate...
and earning an A+ credit rating, we are searching for a CDD KYC specialist to cater for its continued expansion in the Hong Kong... clients; conduct end-to-end KYC / PEP and comprehensive CDD / EDD assessment in accordance with HKMA regulatory requirements...
talent has to responsible for handling client accounts enrollment and relevant KYC / AML process, arranging fund subscription...’s offering documents and etc. In addition, he/she has to assist Team Head to supervise a team for ensuring professional services...
office and KYC teams Handle general inquiries from internal and external customers in relation to clients account... to Regional Head of Dealing & partner with a professional team of cross asset classes of investment advisors Accountable...
. client profiling / KYC diligence) and input such information together with deal information into data capture... and compliance matters. Key Stakeholders RM, RM Team Leader, Senior Client Partner, Market Head, CSM Team Leaders, Head of Client...
vacancy: Senior Corporate Administrator / Senior Company Secretary RESPONSIBILITIES Report directly to the Head of Office... company’s AML policy and KYC procedures. Understanding the Hong Kong tax framework. Thorough understanding of complex...
. Support the Head of China Desk in Hong Kong to develop and manage a portfolio of Chinese corporate clients (PCO) 2. Assist..., including internal process of onboarding new clients/counterparties, Know Your Customer (“KYC”) and contributing to the...
. This role directly reports to the Head of Compliance & Operations, with all-rounded exposures to company secretary, compliance... submissions, and company secretarial duties. Fund Administration: Collaborate with fund administrators to handle payments, KYC...
to join their dynamic team. This role directly reports to the Head of Compliance & Operations, with all-rounded exposures to company... to handle payments, KYC processes, and ensure compliance with regulatory standards. Document Management: Review and manage...
following position: Responsibilities: -Risk Management Manager reporting to the head of Internal Control Department... risk management operations in brokerage houses & fund houses and account opening KYC/AML obligations -Assist...
name screening, transaction monitoring and KYC sample check; Liaise with regulatory authorities, auditors and business... with other business/supporting units on the AML and sanctions related projects; Handle regulatory inspection, prepare head office...