for driving operational efficiency, ensuring regulatory compliance, and safeguarding customer outcomes. The COO will lead key... operational risk management, business continuity planning, and regulatory engagement Ensure clear accountability and timely...
of corporate governance requirements to ensure compliance with relevant legislation, regulatory requirements including requirements... corporate governance requirements set out in legislation and relevant guidance. Working with colleagues in Compliance, Finance...
and control; ability to assess risk and react A strong Compliance mind-set Ability to take direction as needed as well as being...: Client Reporting Analyst Reports to: Head of EMEA Investment Operations Company Description AllianceBernstein...
in regulatory or compliance-driven industries. Background in workflow-driven SaaS (e.g., project management, compliance, asset..., housebuilders and developers time and money while meeting compliance throughout the building lifecycle. We are a global company...
and support the ISSP Systems Risk Evaluation process, ensuring alignment with MUFG Bank Head Office guidance and accurate... Lead. SKILLS AND EXPERIENCE IT Governance & Risk Compliance: Experience in implementing governance frameworks, control...
, covenant compliance, and risk mitigation strategies. Ensure that all credit documentation aligns with the bank’s risk appetite... and regulatory requirements. Syndicated & Bilateral Loan Structuring: Collaborate closely with the origination team, credit risk...
reporting's to local regulatory authorities.. Tasks: - System Validation - Oversight follow up of the entire lifecycle... and relevant Head Office stakeholders - Initiate third parties technical creation in systems in relation splits/block trades when...
as delivered by your line manager, the Culture & People or assurance teams (compliance, risk, internal audit) either directly, via... (compliance, risk, internal audit) and ensure you keep up to date with developments in these areas. This may include, amongst...
with supply chain, finance, procurement, and commercial teams to ensure compliance, manage risk, and identify opportunities... on regulatory changes and assess impact on operations and risk Partner with supply chain, finance, procurement, and commercial...
providers, where relevant. Risk Management and Risk Assessments: Working with our Senior Producer, and team Head, identify... businesses and economies around the world to fund innovation, manage risk and create jobs. It’s how we’ve contributed...
, data solutions & regulatory reporting. Reporting to the Head of Operations of LSEG Regulatory Reporting Solutions, the... Head of Customer Success is responsible for leading the client success strategy across our regulatory reporting solutions...
. This includes, but is not limited to issues relating to risk management, regulatory risk compliance and operational risks... with internal risk and compliance requirements, controls and procedures, including but not limited to: personally, following...
, controls, compliance, and regulatory requirements. Understand the data needs to design and implement the data architecture...Job Description: Introduction Indulge your passion for problem-solving and embrace the thrill of addressing risk...
, regulatory risk compliance and operational risks Protect and enhance the Firm’s, and the Group’s, reputation in all activities... You are responsible for ensuring the Company’s compliance with internal risk and compliance requirements, controls and procedures...
working policy. Area of expertise Risk Management & Compliance Office London - Bishops Square Additional information... to colleagues on a variety of commercial and complex regulatory issues, focused mainly on conflicts of interest and other business...
, offering practical, commercial solutions Identify and mitigate regulatory risks in collaboration with compliance, internal..., we assist risk professionals with their next career move - Compliance: we help data protection, ethics and governance...
, compliance and regulatory requirements in connection to detecting and preventing fraud/financial crime in claims handling.... Job Purpose Reporting to the Head of Claims & Customer Service (Europe), this role is responsible for supporting the European...
, as defined by the EMEA Head of Surveillance and Senior Compliance Management. This includes supporting the strategic direction... like” and relevant regulatory expectation. KEY RESPONSIBILITIES Support the EMEA Head of Surveillance in delivering the EMEA...
transactions, ensuring regulatory compliance and maintaining accurate records. · Awareness of risk management policies, including... of credit related applications and papers. ensuring compliance with regulatory and internal policies. The role is responsible...