Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities... Kong. Reporting directly to the Head of Sales and Trading Legal for Asia Pacific, we are looking for candidates...
工作职责: Job Descriptions Reporting to the Head of Secondary Markets Compliance, the right incumbent... corporations Prior experience in providing inhouse compliance or regulatory legal coverage for securities sales and trading...
Assist the team head in providing coaching to Relationship Managers Manage operational risk and observe the relevant... Securities Institute Licensing Examinations * Holder of HKIB Associate Retail Wealth Professional (ARWP) or Certified Retail...
工作职责: Job Descriptions Reporting to the Head of Secondary Markets Compliance, the right incumbent... corporations Prior experience in providing inhouse compliance or regulatory legal coverage for securities sales and trading...
工作职责: Job Descriptions Reporting to the Head of Secondary Markets Compliance, the right incumbent... corporations Prior experience in providing inhouse compliance or regulatory legal coverage for securities sales and trading...
of deposit to customers who look for regular coupon payment. Besides, we have securities services covering exchange traded... and securities, and investment financing service provides extra liquidity and purchasing power to cater for investment needs...
follow latest regulatory development, assess and recommend as appropriate Provide full support to Department Head... large data set and report writing skills focused on delivering insights Strong knowledge of the securities...