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Keywords: Investment Compliance, Location: Mumbai, Maharashtra

Page: 2

Assistant Vice President,Treasures Investment Counsellor, Consumer Banking Group

laid down for CBG frontline staff. The role incumbent will help the RM’s and coach on various investment products... available in the bank. Also review the client’s investment and update them on regular intervals Key Accountabilities : Ownership...

Company: DBS Bank
Posted Date: 05 Dec 2025

Assistant Vice President, Treasures Investment Counsellor, Consumer Banking Group

business – they were made just right for you. Job Purpose Investment counselor is the local insurance specialist.... Ensure regulatory compliance by timely IRDA Certification & Renewal of Certificates of sales staff as Specified Person...

Company: DBS Bank
Posted Date: 05 Dec 2025

Investment Analyst

Investment Analyst – Workplace Solutions – Mumbai The Group: Morningstar, Inc.’s mission is to empower investor... success. We were founded on the simple idea that when people have good investment information, they make better choices...

Company: Morningstar
Posted Date: 27 Nov 2025

Senior Analyst – Investment Accounting Services (ULD)

distinct operating segments, Asset Management and Life, work together to provide access to balanced, long-term investment..., Customer Service, Risk & Compliance and Audit provide our people with exciting career growth opportunities. Through...

Company: M&G
Posted Date: 22 Nov 2025

GIMA Operational Due Diligence, Investment Solutions, Analyst, Wealth Management

About Us: Morgan Stanley is a leading global financial services firm providing a wide range of investment banking..., securities, investment management and wealth management services. The Firm's employees serve clients worldwide including...

Company: Morgan Stanley
Posted Date: 20 Nov 2025

RB - Affluent Business:Regional Investment specialist

Quality & Compliance Ensure team adherence to regulatory requirements and internal policies. Manage investment risks...Job Description: RB - Affluent Business:Regional Investment specialist INTERNAL USAGE: No. of Vacancies: 1 Reports...

Company: Axis Bank
Posted Date: 18 Nov 2025

Director - Investment

best in class media rates and placements for our clients Work closely with the GroupM Investment community Manage teams... and internal & external stake holders Drive post buy, CPRP reports and quarterly reviews In six months: Compliance...

Company: WPP Media
Posted Date: 14 Nov 2025

Private Markets Operations, Vice President, Investment Management

, standards, and procedures to ensure accuracy, consistency, and compliance across investment data. Skills desired MBA... services firm providing a wide range of investment banking, securities, investment management and wealth management services...

Company: Morgan Stanley
Posted Date: 13 Nov 2025

Private Markets Operations - Associate - Investment Management

, standards, and procedures to ensure accuracy, consistency, and compliance across investment data. Skills desired MBA... services firm providing a wide range of investment banking, securities, investment management and wealth management services...

Company: Morgan Stanley
Posted Date: 13 Nov 2025

Manager - Investment Data Services

regulatory standards (e.g., MiFID II, PRIIPs, SFDR). Liaise with investment teams, compliance, distribution, and external... distinct operating segments, Asset Management and Life, work together to provide access to balanced, long-term investment...

Company: M&G
Posted Date: 12 Nov 2025

Assistant Vice President - Investment Data Services

sustainability data integration and reporting across investment platforms. Ensure compliance with regulatory requirements... distinct operating segments, Asset Management and Life, work together to provide access to balanced, long-term investment...

Company: M&G
Posted Date: 12 Nov 2025

Manager - Investment Data Services

distinct operating segments, Asset Management and Life, work together to provide access to balanced, long-term investment..., Customer Service, Risk & Compliance and Audit provide our people with exciting career growth opportunities. Through...

Company: M&G
Posted Date: 12 Nov 2025

Credit Risk Analyst – Treasury and Chief Investment Office

Job Category: Analysts Job Description: Join JPMorgan Chase in Risk Management and Compliance, where you'll play... and Chief Investment Office, you'll manage credit risk for the firm's diverse investment portfolio, including fixed income...

Company: JPMorgan Chase
Posted Date: 12 Nov 2025

Assistant Manager - Investments Operations

and other instruments SAP Investment Management System (IMS) – Settlement of all types of trades within system and with counterparties... & Auditors and System Vendor D Key Responsibility Areas 1) Prime responsibility would ensure smooth working of Investment...

Posted Date: 30 Oct 2025

GIMA Alternative Investments Due Diligence, Investment Solutions, Vice President, Wealth Management

About Us: Morgan Stanley is a leading global financial services firm providing a wide range of investment banking..., securities, investment management and wealth management services. The Firm's employees serve clients worldwide including...

Company: Morgan Stanley
Posted Date: 30 Oct 2025

AVP (Asst. Controller), Investment Accounting & Reporting

an Assistant Controller to join our Investment Accounting (IA) team in Mumbai This role is a unique opportunity to work... within a high performing international team. The Investment Accounting team is part of the global Investment Operations team...

Posted Date: 30 Oct 2025

Associate Director - Investment

. Reporting of the role This role reports to the Investment Director 3 best things about the job: * Opportunity to grow... all by yourself with guidance / direction from the Investment Director Enhanced internal and external relationships. What the...

Company: WPP Media
Posted Date: 29 Oct 2025

Business Risk- Trade Supervision, Investment Solutions, Director, Wealth Management

activity within Morgan Stanley Investment Solutions to ensure compliance with firm and industry standards . Daily review...About Us: Morgan Stanley is a leading global financial services firm providing a wide range of investment banking...

Company: Morgan Stanley
Posted Date: 15 Oct 2025

Test Engineer - Investment Data Platform

, Customer Service, Risk & Compliance and Audit provide our people with exciting career growth opportunities. Through... an exceptional place to work for exceptional talent. Job Description Job Title Lead Test Engineer – Investment Data Platform...

Company: M&G
Posted Date: 10 Oct 2025

Senior Test Engineer - Investment Data Platform

, Customer Service, Risk & Compliance and Audit provide our people with exciting career growth opportunities. Through... an exceptional place to work for exceptional talent. Job Description Job Title Senior Test Engineer – Investment Data Platform...

Company: M&G
Posted Date: 09 Oct 2025