Company Profile: Morgan Stanley is a leading global financial services firm providing a wide range of investment... banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide...
Conduct in-depth equity research and financial analysis on Indian public market companies to identify investment... indicators, and regulatory changes impacting investments. Identify and recommend high-potential investment opportunities in the...
and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical...
solutions that align with their financial objectives - ensuring 100% suitability and compliance in all advice. - Leverage... and compliance teams to ensure smooth onboarding, documentation, and servicing with zero operational errors. - Stay updated on market...
Job Description: About Compliance: The Compliance department assists the Board and Top Management in managing the... compliance risk, that is, the risk of legal or regulatory sanctions, financial loss or reputational loss that the Bank may suffer...
Governance Ensure end-to-end compliance with SEBI regulations applicable to PMS, merchant banking distribution, and investment.... PMS Compliance Management Oversee PMS activities including onboarding, documentation, client communication, investment...
-mandated disclosures. Support PMS operations and investment teams with compliance monitoring and portfolio-level oversight.... Required Skills & Qualifications 5-10 years of experience in compliance roles within PMS, merchant banking, investment distribution...
from Compliance Perspective. Supporting the team lead in reviewing Treasury related Products, Policies, Processes and notes. It... involves providing compliance advisory and feedback giving feedbacks and advice to ensure the bank processes are comprehensive...
years of progressive experience in compliance within the financial services sector, including investment banking, asset...Summary: As a Compliance Officer, you will play a pivotal role in safeguarding the integrity and reputation...
Job Description: About Compliance: The Compliance department assists the Board and Top Management in managing the... compliance risk, that is, the risk of legal or regulatory sanctions, financial loss or reputational loss that the Bank may suffer...
. This involves the development and management of needs-based solutions covering foreign exchange, deposit, investment, insurance... of strengthening Financial Crime Control Ensuring liaising with CCO, CAO and Compliance teams to ensure appropriate presentation...
development and management of needs-based solutions covering foreign exchange, deposit, investment, insurance and financing... of strengthening Financial Crime Control Ensuring liaising with CCO, CAO and Compliance teams to ensure appropriate presentation...
Job Description: About Compliance The Compliance department assists the Board and Top Management in managing the... compliance risk, that is, the risk of legal or regulatory sanctions, financial loss or reputational loss that the Bank may...
Responsibilities / Duties: Perform process reviews and quality checks of all Investment Compliance activities Perform analytical... Point, Excel) Full support to Investment Compliance team to enable them to comply with various internal and external...
Career Opportunity in Mumbai with one of the India’s Premier Boutique Investment Firm – Compliance & Legal Department... opportunity in the Compliance & Legal Department of one of India's most successful fund houses. If you are a Company Secretary (CS...
Job Category: Compliance & Ops Risk Testing Job Description: Join JPMorganChase to drive excellence in compliance... is prioritized. As a Compliance and Operations Risk Test Senior Specialist in the Testing Center of Excellence, you will play...
Job Description: About Compliance: The Compliance department assists the Board and Top Management in managing the... compliance risk, that is, the risk of legal or regulatory sanctions, financial loss or reputational loss that the Bank may suffer...
. The opportunity : Analyst-AMI-TAX-TAX - GCR - Global Compliance & Reporting - Mumbai AMI : The Advanced Manufacturing... - GCR - Global Compliance & Reporting : Our globally coordinated tax professionals offer connected services across all tax...
various dashboards for monitoring · Preparation of compliance to RAR / RMP for placing to ACB / Board for review... · Ensuring submission of compliance to RAR / RMP to RBI after ACB / Board approval · Obtaining update / status on pending RAR...
The CS Compliance Officer will be responsible for ensuring that all legal and regulatory requirements are for an AIF.... . Ensure compliance with all legal and regulatory requirements within the fund and AIF. Prepare and maintain statutory records...