Role: Compliance & Governance Lead - India Team: Legal Location: In-office, Mumbai/Bangalore/Delhi Salary: INR... and retain their talent. Our powerful software also helps investors, and founders seeking investment. Vestd was founded by Ifty...
to join the Investment Compliance (IC) team based in Mumbai. The candidate will play a key role on the Investment Compliance (IC... and Franklin Templeton’s internal systems. The Investment Compliance (IC) team offers comprehensive support to the Portfolio...
compliance training and guidance to investment, operations, and sales teams. Handle SEBI inspections, correspondence, and ensure...Position Name - Compliance Officer - PMS Location - BKC,Mumbai Experience Range - 5+ yrs Mandatory Requirement...
Job Description: About Compliance: The Compliance department assists the Board and Top Management in managing the... compliance risk, that is, the risk of legal or regulatory sanctions, financial loss or reputational loss that the Bank may suffer...
Job Category: Compliance & Ops Risk Testing Job Description: Join our dynamic team to navigate complex risk... landscapes and fortify technology governance, making a pivotal impact in our firm's robust risk strategy. As a Compliance...
Job Category: Compliance & Ops Risk Testing Job Description: Join JPMorganChase to drive excellence in compliance... is prioritized. As a Compliance and Operations Risk Test Senior Specialist in the Testing Center of Excellence, you will play...
Job Description: About Compliance: The Compliance department assists the Board and Top Management in managing the... compliance risk, that is, the risk of legal or regulatory sanctions, financial loss or reputational loss that the Bank may suffer...
. Provide compliance training and guidance to investment, operations, and sales teams. Handle SEBI inspections, correspondence...Position Name - Compliance Officer - PMS Location - Andheri,Mumbai Experience Range - 5+ yrs Mandatory...
Job Description: About Compliance: The Compliance department assists the Board and Top Management in managing the... compliance risk, that is, the risk of legal or regulatory sanctions, financial loss or reputational loss that the Bank may suffer...
Job Description: Compliance:BUCG - Credit Team INTERNAL USAGE: No. of Vacancies: Reports to: Head - BUCG - Credit... Is a Team leader? No Team Size: Grade: Manager / Senior Manager Business: Corporate Centre Department:� Compliance Sub...
various dashboards for monitoring · Preparation of compliance to RAR / RMP for placing to ACB / Board for review... · Ensuring submission of compliance to RAR / RMP to RBI after ACB / Board approval · Obtaining update / status on pending RAR...
, and governance records. Interface with auditors, legal counsel, and regulators on compliance/audit matters. Monitor investment...Position Name - Compliance Officer Location - Mumbai Experience Range - 5 to 8 years Job Roles...
Job Category: Compliance & Ops Risk Testing Job Description: Join JPMorganChase to drive excellence in compliance... is prioritized. As a Compliance and Operations Risk Test Senior Specialist in the Testing Center of Excellence, you will play...
Job Description: About Compliance The Compliance department assists the Board and Top Management in managing the... compliance risk, that is, the risk of legal or regulatory sanctions, financial loss or reputational loss that the Bank may...
Job Description: Job Description: Handling Compliance aspects related to Trade Finance and Cash Management Services... Analyzing impact of regulatory guidelines/circulars and appraising the Senior Management about the Compliance Risks emanating...
Job Description: About Compliance The Compliance department assists the Board and Top Management in managing the... compliance risk, that is, the risk of legal or regulatory sanctions, financial loss or reputational loss that the Bank may...
Job Description: Compliance: EGRC Team INTERNAL USAGE: No. of Vacancies: Reports to: Head of EGRC Team Is a Team... leader? No Team Size: Grade: Manager - AVP Business: Corporate Centre Department:� Compliance Sub-Department: Location...
to join our financial services compliance and regulation practice in Mumbai where you will assist banking, asset management, investment...Job Category: Compliance & Regulatory Consulting Job Description: Kroll is looking for a Senior Associate...
, such as experience compliance advisory covering Investment advisory, Research, PMS, AIF regulations governed by SEBI... reviews. Attending to all regulatory compliance issues including focus on Investment and asset management related matters...
Job Description: Compliance:AML Name Screening Team INTERNAL USAGE: No. of Vacancies: Reports to: AML -Head... Is a Team leader? No Team Size: Grade: DM -SM Business: Corporate Centre Department:� Compliance Sub-Department: Location...