stakeholders to define and agree on monitoring requirements for client and UBS product guidelines. Interpret and accurately code... and compliance monitoring. Conduct daily pre- and post-trade monitoring of investment guideline incidents using Sentinel...
closely as part of the Equity team to recommend position changes within strategies under strategy guidelines and investment... recommendations to portfolio managers, as well as sector themes and broader investment insights. 3. Monitoring & Internal Engagement...
William Blair and Company, L.L.C. is seeking a highly motivated Compliance Analyst/Coordinator with 1-3 years... of experience to join our Compliance team. This role supports both our broker-dealer and registered investment adviser platforms...