requirements of KYC/CDD, AML/CFT, AEOI/CRS/FATCA, MPF/ORSO, unit trusts, data privacy, risk management or fraud control; Able...
for fund manager, bank, trustee, custodian or insurance company. Prior knowledge of institutional investment management... Services Senior Manager Department Regional Institutional Service Location Hong Kong Reports To Head of Institutional Client...
Responsibilities Perform Know-Your-Customer (KYC) and Anti-Money Laundering (AML) checks on new investors Perform... periodic review and trigger events review including monitoring and tracking of KYC records, and ensure documentation comply...
office for Fund Custodian Corporate Trust, QDII, QFII, RQFII, Note Trustee, SFC authorized funds regulations, KYC, FATCA... custodian administration for Fund Custodian, Corporate Trust, QDII, QFII, RQFII, Note Trustee, SFC authorized funds regulations...
/trustee/custodian) and brokers Respond to regular KYC/due diligence requests from external service providers such as brokers... outsourced services vendors including fund administrators, custody, trustee, tax consultants and auditors. BAU Change includes...