of submissions. Review internal and external annual audits to ensure compliance with accounting standards, relevant legal.... Knowledge of fund structures and relevant local and international legal and regulatory requirements. Proficiency in MS Office...
Ordinance, Taxation, MPF & other legal regulations Good command of both spoken and written English and Chinese Proficient...
. This position will support the Bank’s commitment to complying with regulatory/legal reporting obligations relevant to disclosure... if any enhancement and/or process change is required. Maintain and build a regular communication channel with Legal and Compliance...
and regulations, including changes and updates. Collaborating with Stakeholders: Working with internal teams (e.g., compliance, legal...
, Administration / Secretarial, Audit, Bank Operations, Customer Services, Financial Management, Legal, Risk Management, FinTech...
agreements and collateral documents Ensure duly execution of loan documentations and compliance in accordance with all legal...
), Customer Due Diligence (CDD) Communicate closely with Legal & Compliance, Operation, Front Office in strict and timely...
Due Diligence requirements; Understanding of legal and corporate services is preferred; An AML certificate or similar...
improvement Work in conjunction with Customer Service, Marketing, Compliance, Legal, Distribution and Operations, to provide...
), Customer Due Diligence (CDD) Communicate closely with Legal & Compliance, Operation, Front Office in strict and timely...
and procedures Ensure the Bank’s operations meet with all relevant legal and regulatory requirements as well as industry guidelines...
tracking of any document deficiencies Liaise and work with Legal, Compliance and relevant stakeholders on documentation...
experience and strong communication skills in both English and Chinese. Experience in conveyancing within a legal firm...
employees. Handle employee entry and exit, maintain employee files, and ensure that all documents and records comply with legal...
and excellent problem-solving abilities. Familiarity with the legal regulations and compliance requirements of the insurance...
as we need it for legitimate business or legal reasons. We will then delete it safely and securely. For more information...
bodies, legal enforcement agencies, government departments' requests and handle various court orders from solicitor firms...
and making recommendations for future improvement Work in conjunction with Customer Service, Marketing, Compliance, Legal...