prosperity of all." Job Summary: The HKEX Listing Regulation and Enforcement team is responsible for maintaining market... markets. Responsibilities: Provide comprehensive administrative and operational support to the Listing Regulation...
A leading financial organization in Hong Kong is looking for an Administrative Assistant to support the Listing... Regulation and Enforcement team. The successful candidate will manage daily operations, prepare management reports, and handle...
prosperity of all." Job Summary: The HKEX Listing Regulation and Enforcement team is responsible for maintaining market... integrity by ensuring listed companies comply with the Exchange's Listing Rules. They monitor disclosures, investigate breaches...
prosperity of all." Job Summary: The HKEX Listing Regulation and Enforcement team is responsible for maintaining market... integrity by ensuring listed companies comply with the Exchange’s Listing Rules. They monitor disclosures, investigate breaches...
(within a team of 7 people) responsible for a portfolio of 80 - 120 listed issuers and monitoring their Listing Rules compliance..., including administrating and providing guidance on interpretation of the Listing Rules, handling listing and waiver applications...
regulation of the asset management industry and pursue initiatives that facilitate market growth and product innovation with the... regulation of investment products; assisting in policy projects involving preparation of codes and guidelines; providing support...
regulation; assisting in research projects and analysing regulatory policies, macro-economics and financial matters in Hong Kong... or corporate finance related work, listed company audits and good knowledge of the Listing Rules will also be an added advantage...
regulation; assisting in research projects and analysing regulatory policies, macro-economics and financial matters in Hong Kong... or corporate finance related work, listed company audits and good knowledge of the Listing Rules will also be an added advantage...
regulation of the asset management industry and pursue initiatives that facilitate market growth and product innovation with the... regulation of investment products; assisting in policy projects involving preparation of codes and guidelines; providing support...
information / MNPI regulation; Assist in any other matters and projects as assigned by the head of compliance Job Requirements... and good knowledge of SFO, SFC codes and Guidelines, Listing Rules, Takeover Codes and the HKFE Rules and Regulations...
prosperity of all." Job Summary: The HKEX Listing Regulation and Enforcement team is responsible for maintaining market... integrity by ensuring listed companies comply with the Exchange's Listing Rules. They monitor disclosures, investigate breaches...
, bound account listing, submission log and reports as may be developed Conduct pre-quote and mid-term underwriting audits..., ethnic or national origin, genetic information or any other characteristic protected by applicable law or regulation in the...
/ MNPI regulation; Assist in any other matters and projects as assigned by the head of compliance Job Requirements... and good knowledge of SFO, SFC codes and Guidelines, Listing Rules, Takeover Codes and the HKFE Rules and Regulations...
controls against relevant listing rules and provide practical improvement recommendations; Assist clients to prepare, analyze... on our clients. Delivers high quality services by demonstrating a practical awareness of the impact of regulation and risk...
information / MNPI regulation; Assist in any other matters and projects as assigned by the head of compliance Job Requirements... and good knowledge of SFO, SFC codes and Guidelines, Listing Rules, Takeover Codes and the HKFE Rules and Regulations...
controls against relevant listing rules and provide practical improvement recommendations; Assist clients to prepare, analyze... on our clients. Delivers high quality services by demonstrating a practical awareness of the impact of regulation and risk...
, bound account listing, submission log and reports as may be developed Conduct pre-quote and mid-term underwriting audits... or national origin, genetic information or any other characteristic protected by applicable law or regulation in the relevant...
controls against relevant listing rules and provide practical improvement recommendations; Assist clients to prepare, analyze... on our clients. Delivers high quality services by demonstrating a practical awareness of the impact of regulation and risk...
requirements in our codes. We also formulate policies relating to the regulation of the asset management industry and pursue...; providing assistance to policy-oriented research and comparative studies on international regulation of investment products...
on international securities regulation; assisting in research projects and analysing regulatory policies, macro-economics and financial... or corporate finance related work, listed company audits and good knowledge of the Listing Rules will also be an added advantage...