as Assistant Investment and Compliance Support Manager. Principal responsibilities Support fund managers in portfolio... owned subsidiary of Hang Seng Bank Limited, and is Hong Kong No. 1 exchange-traded fund (“ETF”) manager in terms of assets...
Manager, Compliance The above post requires proficiency in English, Cantonese and Putonghua. We offer attractive...Advise the senior management and relevant business units on compliance related issues Provide support to business...
industry. The Assistant Manager, Legal & Compliance will support the organization in ensuring adherence to regulatory... and professional working environment. Description As an Assistant Manager, Legal & Compliance, your main responsibilities...
Job Title: Securities Regulatory Compliance Manager (SFC, Regulatory side) Location: Central, Hong Kong... Responsibilities We are seeking a Compliance Manager with sound SFC and regulatory liaison experience from a securities firm...
as Assistant Investment and Compliance Support Manager. Principal responsibilities Support fund managers in portfolio... owned subsidiary of Hang Seng Bank Limited, and is Hong Kong No. 1 exchange-traded fund (“ETF”) manager in terms of assets...
We are looking for a Manager, Wealth Management Compliance Advisory. Key Responsibilities Provide compliance advisory to Investment... and Insurance Business and/or support units on all relevant compliance issues and to liaise with regulators. Support licensing...
OSL Group is looking for a Compliance Manager in Hong Kong. This role focuses on providing compliance (regulatory... compliance, AML and surveillance) support to Hong Kong as well as firmwide initiatives and projects, and maintaining effective...
Compliance Manager will be responsible for supporting and enhancing the local compliance program to ensure full adherence... to all applicable regulations. The Compliance Manager will be a key member of the PingPong global compliance team, reporting to the Hong...
Develop & monitor compliance to ensure that the Bank’s operation are in compliance with statutory, regulatory... and internal requirements Advise senior management and relevant business units on compliance issues Provide compliance training...
with less experience may be considered for the role of Deputy/Assistant Sanctions Compliance Manager. The Bank offers meal allowance... in compliance with international sanctions regimes and internal risk control requirements Carrying out sanctions-related due...
, market conduct, product and marketing related regulations. · Develop and launch compliance programs (e.g., gap analysis..., compliance checklist, risk assessment, etc.), monitor overall compliance therewith, identify deficiencies and recommend...
Description Brokerage Firm – Compliance Manager / Assistant Manager Location: Central / Western District Scope...: Oversee core compliance for Hong Kong, Singapore, and Australia Report directly to Head of Core Compliance Liaise...
is highly recommended Candidate with more experience will be considered as Senior Manager, Financial Crime Compliance The... and monitor AML operations related issues to ensure that the Bank’s operation are in compliance with statutory, regulatory...
Our client is an international asset management firm seeking a detail‑oriented Compliance Manager to join their team.... Responsibilities Maintain and update the Firm’s Compliance Manual and internal policies to ensure alignment with regulatory...
Compliance Manager, up to 80K Your new role Provide strategic compliance advice and support various business lines..., middle and back office on regulatory and compliance matters Proactively provide advice on the implementation of new...
(HKMA) which may include testing, monitoring, surveillance and reporting. The Compliance Manager will also be responsible...JOB PURPOSE The primary role of job holder is to support the VP, Compliance, for execution of compliance programs...
as Risk Management & Compliance Manager We are an equal opportunity employer, and offer excellent prospects and career...We are seeking a high-caliber professional to join our dynamic Risk Management & Compliance Department as an Assistant...
, clearly outlining implications for the business and leadership. Serve as the primary project manager, coordinating... with external consultants and legal advisers throughout the licensing process. Draft, review, and update Compliance Manuals...
Job Title: Compliance Manager (Digital Assets & Stablecoins) Location: Hong Kong Department: Compliance Reports... To: Head of Digital Assets Job Overview The Compliance Manager will lead and oversee digital asset and stablecoin...
Our client, a prestigious law firm in Central is looking for a Compliance Manager to join their legal team.... Job Responsibilities Provide practice support to Asia Pacific region on all the risk, regulatory compliance and conflict matters...