, and guidelines specific to Money Lender Ordinance, AML/CFT compliance, credit assessment procedures, loan documentation standards... between compliance/operations and IT departments, articulating business requirements and SOPs in technical specifications for loan...
perspective to ensure compliance with the latest law and regulation in force; Work closely with other internal units including...
Excellent opportunity for Quality and Compliance experts to join their regional team in Asia. Client... for outdoor lovers everywhere. Description Develop and implement comprehensive quality assurance and compliance strategies...
Responsibilities : Review and enforce compliance programs in accordance with the policies and guidelines of the bank... regular and ad-hoc compliance reviews and self-assessments; Assist in compliance-related projects, initiatives, and system...
Compliance Officer to join a top-tier corporate banking team in Hong Kong. The ideal candidate will have a strong background... in investment compliance, with a deep understanding of private banking products and regulatory requirements. This role is critical...
and implementing compliance policies and procedures that ensure the organization complies with legal and regulatory requirements.... Conducting KYC / AML risk assessments and developing strategies and plans to mitigate those risks. Monitoring compliance...
readiness and regulatory compliance Accounting and financial reporting Tax advisory and compliance Capital market...
of compliance services to the Listed Group, including company secretarial services and legal compliance services, ensuring... compliance with the Hong Kong Companies Ordinance, the Hong Kong Listing Rules and other applicable rules and regulations Lead...
and implementing compliance policies and procedures that ensure the organization complies with legal and regulatory requirements.... Conducting KYC / AML risk assessments and developing strategies and plans to mitigate those risks. Monitoring compliance...
Responsibilities: Provide investment compliance advice to the Private Banking Department; Advise and review product... due diligence work for the products of Private Banking; Provide assistance in the compliance review exercises; Support...
A leading tech company in Hong Kong is seeking a Compliance Officer to develop and implement compliance policies...
to manage the IT Policy and Compliance. About the Job Formulate the overall strategy, goals, and management system for the... IT Policy and Compliance function, including IT Policy Management, Compliance Management, and Issues Management. Lead...
IT-related internal audits, prepare reports for management review, and maintain compliance under the Sarbanes-Oxley Act...
Global Private Bank with Outstanding Benefits KYC/SOW & Account Opening Approval AML Compliance & Risk Mgmt... 5000 employees across the globe to search for immediately available and experienced KYC Compliance talents! Job Duties...
A recruitment agency in Hong Kong is looking for a candidate specialized in IT audit and compliance. The role...
The Compliance Analyst supports the asset management firm's compliance program by monitoring and ensuring adherence... with regulatory bodies to uphold the firm's compliance integrity. Key Responsibilities: Conduct ongoing monitoring of investment...
Social and Product Compliance Management Hands-on experience in quality management About Our Client Our client... for outdoor lovers everywhere. Job Description Develop and implement comprehensive quality assurance and compliance strategies...
functions. The role involves overseeing recruitment, employee relations, and compliance with local laws. Candidates...
Responsibilities Review and update the Firm's Compliance Manual and other internal policies and procedures to ensure... application, prepare relevant announcements, regular SFC reporting, KFS and prospectuses updates Conduct pre-trade compliance...
countries, enabling seamless onboarding, rapid integration, and compliance – independent of geography. The company... our regulatory compliance framework in Hong Kong. This role is critical in ensuring adherence to AML/CFT requirements applicable...