Distribution as Prestige Investment Sales Manager. Principal responsibilities Lead, execute and proactively implement advanced... exposure of the Bank Adhere to all relevant processes and procedures of the Group compliance policy and internal controls...
About Our Client Our client is a MNC retail company with global presence. They are looking for a Regional Accounting Manager due... compliance and financial reporting Responsible for the month-end closing to ensure compliance with accounting policies...
, marketing campaign mechanics, and adherence to compliance requirements Participate in company's marketing campaigns, provide... Familiar with financial products and services, and familiar with FS compliance requirements Cantonese speaking fluency...
, with a specialized focus on listed entities and IPO advisory services. Manage and execute IPO-related audits, ensuring compliance...
quality service and handle daily operations according to the regulatory and compliance requirements to meet all the quality...
Shares Operations Department to ensure all the settlement works are in compliance with the Bank’s policies and procedures... Keep abreast of changes on market practice and ensure procedures are in compliance with regulatory requirements of SFC...
events, vendor meetings, and customer briefings. Ensure compliance with local cybersecurity regulations and standards...
due compliance with regulatory requirements; Communicate and work with internal departments; Participate in projects...
matters to support effective people management, operational excellence, and compliance with PMC standards Review and update... culture within the property management sector Ensure compliance with labour laws, company policies, and property management...
with compliance and audit requirements. Oversee vulnerability management activities, including regular scanning, risk assessment... progress for audit findings, with a focus on IAM and vulnerability-related issues, ensuring timely closure and compliance...
cost-effectiveness and transparency Ensure compliance with corporate governance standards and local regulatory...
management, ensure compliance with internal policies and relevant regulatory requirements Manage portfolio review, assess...
and product development. 5. Supervise all Asset Management activities to ensure full regulatory compliance. 6. Establish...
and support for other team members Manage the team to ensure quality of services delivered to clients met with compliance...
-forecast process vi. Ensure compliance of internal policy vii. Collaborate and liaise with service provider and Group...
compliance with Hong Kong Monetary Authority (HKMA) regulations Conduct in-depth analysis of flagged transactions, investigate... Minimum of 1-3 years of experience in AML compliance, with a strong focus on transaction monitoring within banking...
strategy in alignment with Bid Team (deal shaping). Perform Contract Statement of Compliance with global/local legal...
products that align with customer expectations and market demand Manage and coordinate multiple vendors to ensure compliance...
governance processes and ensuring compliance with internal guidelines Develop value propositions that are commercially viable... and develop business cases to justify strategic initiatives and secure approvals Ensure all products adhere to compliance...
’ portfolio and market in order to determine the credit worthiness Good knowledge of regulatory and compliance requirements...