operations to ensure compliance with stated Key Performance Indicators and Objectives & Targets, including regular monitoring... on pending approvals. Ethics, ABC & Code of Conduct Working closely with the Asia Ethics and Compliance Manager provide support...
A leading financial institution is seeking a Compliance Manager in Hong Kong to oversee compliance efforts including... regulatory compliance and AML monitoring. The ideal candidate will have at least 5 years' experience in legal or regulatory...
on compliance issues and prepare regular compliance reports. Assist the Department Head and Compliance Manager to provide training...致遠。 Position: Compliance Officer, AML 反洗錢合規崗 Department: Legal & Compliance Department Responsibilities Ensure the branch...
, but are not limited to) The Compliance Officer reports to the Compliance Manager by monitoring and reporting results of the compliance... Officer, together with the Compliance Manager, shall implement all necessary actions to ensure achievement of the objectives...
Provide support on transaction monitoring and report preparation Assist to conduct AML Compliance review/testing... to the right candidates. Please send your full resume with expected salary to The Human Resources Manager, Bank...
, but is not limited to, the following: support the roll out the Hong Kong Compliance monitoring and testing programme, working with the..., customer due diligence and related‑know your customer requirements; work with the Compliance Manager/MLRO to understand the...
for our investors. Join our Compliance team in Hong Kong as a Market Surveillance Analyst, monitoring trading activity across global...Qube Research & Technologies (QRT) is a global quantitative and systematic investment manager, operating in all liquid...
monitoring in China, Southeast Asia and other regions, he/she will report to the Manager of Supply Chain Sustainability (the... “Manager”). Key Responsibilities Monitor and support vendor and factory performance; including review of social compliance...
A leading insurance company in Hong Kong is seeking a Senior Compliance Manager to conduct impact analyses... compliance policies, designing compliance programs, and monitoring compliance risks. This role offers a full-time position...
crime and prudential matters; Managing the ongoing Compliance Monitoring Programme to ensure that the internal policies...Position: Compliance Officer and Money Laundering Reporting Officer Location: Hong Kong About Us The Maples Group...
, but is not limited to, the following: support the roll out the Hong Kong Compliance monitoring and testing programme , working with the..., customer due diligence and related-know your customer requirements ; w ork with the Compliance Manager /MLRO to understand the...
Compliance Analyst/Associate, Global Asset Management Regional Compliance with Global Asset Manager Regulatory... to search for Regional Compliance Analyst/Associate. Job Duties Report to the Regional Compliance Manager Accountable...
and regulations pertinent to bank Candidates with less experience will be considered as “Senior Compliance Manager”. Interested..., procedures and controls are in compliance with statutory, regulatory and internal requirements Advise senior management...
Compliance Testing & Assurance Manager Job Duties Report to North Asia Head of Compliance Conduct periodic compliance... in Accounting/ Business/Legal or related disciplines 5 years+/- of relevant regulatory compliance, risk assurance and monitoring...
Company Introduction Polymer Capital Management is a market-neutral, multi-manager investment platform based... applications, regulatory filings and reports (HK and US) Conduct monitoring and surveillance of trading activities to detect...
Major Responsibilities Perform regular quality assurance and assist in monitoring field work in relation to regulated... information and analysis for management review Support ad-hoc projects related to the quality control and monitoring functions...
and digital innovations, to ensure regulatory compliance and sound risk management prior to adoption. Assess and manage supply...-to-day risk monitoring, reporting and mitigation in association with the key risk indicators Assist in communicating the...
Role Overview: We are looking for a Hands-On Data Architecture and Engineering Manager to lead the design, build... of data governance controls, including security, privacy, access management, lineage, and compliance. Make architectural...
Role Description The Administrative Operations Manager is responsible for overseeing administrative and operational... focuses on optimizing workflows, implementing operational strategies, and maintaining high standards of service and compliance...
Continuity Planning (BCP) and disaster recovery initiatives. AML & Compliance Oversee AML risk monitoring for overseas... has also raised a new series of funding recently, to seek an experienced Tech Risk & Operational Risk Manager to lead and manage risk...