of experience in banking or financial services, preferably in retail banking and regulatory compliance. Strong knowledge of AML.... Ensure all deliverables meet internal policies and external regulatory requirements. Support new business initiatives...
, maintaining compliance with regulatory standards. Proactively monitor clients ‘account statuses and promptly report any detected...
Responsibilities: Perform KYC reviews for new and existing clients, ensuring completeness, accuracy, and compliance... with regulatory standards. Act as a second line of defense by performing quality assurance checks on KYC documentation and risk...
proposal in accordance with the regulatory requirements of the SFC Collect and analyse client data, prepare periodic reports... Kong virtual asset regulatory landscape and awareness of global regulatory trends in digital assets Understanding...
and compliance. Main Responsibilities Security Policy and Governance: Develop, implement and maintain information security..., including renewal, revocation, and secure storage. Audit Support & Compliance: Take ownership of audit-related activities...
's compliance and risk management culture Conduct comprehensive market surveillance of FX & Commodities sales activities related... to HNW and retail customers, ensuring adherence to regulatory standards and internal guidelines Requirements Degree...
compliance policy and external regulatory requirements Requirements: University degree in Business Administration..., and knowledge of related regulatory requirements and guidelines Strong self-motivation and drive to succeed Resilience to stress...
for presentation to senior management Keep abreast of the latest compliance requirements of the Group, Bank and regulatory...
: Oversee pre-trade and post-trade controls to ensure compliance with internal policies and regulatory standards. Host... and ensure compliance with existing business practices and regulatory requirements. Conduct regular risk assessments and audits...
for portfolios or funds Review internal and regulatory reporting and ensure accuracy and timeliness of submission Review internal... and external annual audit and ensure compliance with the applicable account standard and fulfill relevant regulations...
compliance with intellectual property protocols, regulatory requirements, and sustainability goals in product development...
). Work closely with compliance teams to uphold company policies and industry standards. Coordinate with marketing, product..., and regulatory environment. Familiarity with insurance products (e.g., savings plans, protection, investment-linked policies...
rules to improve approval rates and prevent unauthorized transactions Ensure compliance with regulatory, card scheme...
and resources, as well as compliance to contract requirement Monitor the progress and work with internal departments & external... to ensure all projects in accordance with regulatory requirements Champion Quality, Safety and Cost control Requirements...
Key Responsibilities Tax Compliance & Reporting Ensure full compliance with APAC and U.S. tax regulations..., including corporate tax, indirect tax, and transfer pricing. Oversee tax filings, audits, and regulatory reporting...
modernization project in carrying out the project plan Ensure completion on project schedule and resources, as well as compliance... with regulatory requirements Champion Quality, Safety and Cost control Requirements High Diploma / Degree holder...
strategies for international transactions. Identify and mitigate tax risks while ensuring regulatory compliance. Support cross....Tax Compliance & Reporting Ensure full compliance with APAC and U.S. tax regulations, including corporate tax, indirect...
Responsibilities Responsible for Hong Kong and some regional country Taxes compliance matters, including... transaction tax policies and compliance procedures to mitigate tax risk Conduct in-depth analysis of tax rulings, recommend...
control. Tax Obligations Settlement: Prepare, supervise, and submit the Group companies’ tax filings. Regulatory... Compliance: Ensure the Group complies with all applicable financial laws, regulations, and accounting standards...
to detail. Ability to thrive in a fast-paced, dynamic environment and meet tight deadlines. Knowledge of regulatory... requirements and compliance in the medical aesthetics industry is a plus. Interested candidates please send your MS Word version...