Job Title: Securities Regulatory Compliance Manager (SFC, Regulatory side) Location: Central, Hong Kong... Responsibilities We are seeking a Compliance Manager with sound SFC and regulatory liaison experience from a securities firm...
. Minimum of 5 years' relevant experience in regulatory compliance and licensing roles within financial institutions..., clearly outlining implications for the business and leadership. Serve as the primary project manager, coordinating...
Job Title: Securities Regulatory Compliance Manager (SFC, Regulatory side) Location: Central, Hong Kong... Responsibilities We are seeking a Compliance Manager with sound SFC and regulatory liaison experience from a securities firm...
. We are looking for a suitable candidate to take up the following job position. Assistant Manager (Legal & Regulatory Compliance) Major... Responsibilities Assist in handling the relevant legal and regulatory compliance works of the company, including drafting and review...
Assistant Manager, Policy and Regulatory Compliance (Legal & Compliance Dept.) Review / develop operational risk... continuity management awareness Assist in the self-assessment on various regulatory requirements and regulator onsite / offsite...
A private financial organization in Hong Kong is seeking an Assistant Manager (Legal & Regulatory Compliance) to manage... legal documentation and regulatory compliance works. The successful candidate will support the organization in maintaining...
following job position. Assistant Manager (Legal & Regulatory Compliance) Major Responsibilities Assist in handling the... relevant legal and regulatory compliance works of the company, including drafting and review of documents, participating...
A corporate consultancy firm in Hong Kong is seeking an experienced Compliance Manager who will provide compliance... advice to various business units and ensure adherence to regulatory requirements. The successful candidate will have over 6...
Regulatory Compliance Manager, Top Ranking European Private Bank Top Ranking European Based Private Bank Regulatory... of USD 218mill+ in 2022 to search for Regulatory Compliance Manager. Job Duties Report to Regulatory Head of Compliance...
A leading European Private Bank in Hong Kong is seeking a Regulatory Compliance Manager to oversee regulatory... compliance and risk assessments. The role involves reporting to the Regulatory Head of Compliance and managing multiple...
Regulatory Affairs & Central Compliance Senior Manager Oversight Regulatory Affairs & Central Compliance Excellent... job security and worklife balance Our Client Searching for Regulatory Central Compliance Senior Manager with one of the...
Regulatory Compliance Senior Manager, Global Private Bank HKMA Regulatory Compliance & Monitoring Supportive... years in wealth management and hiring over 2500 professionals worldwide to seek an experienced HKMA Regulatory Compliance...
Business & Regulatory Compliance Manager, Regional Corporate Bank Regional Corporate Bank & HKMA regulated Biz... compliance manager to provide comprehensive regulatory advisory for corporate & global markets businesses. Job Duties Manager...
A financial institution in Hong Kong is seeking a Compliance Manager to oversee regulatory compliance and provide... years of compliance experience, including at least 2 years within securities. Familiarity with asset management operations...
A financial institution in Hong Kong seeks an Insurance Compliance Manager. The role includes assessing compliance... should have a Bachelor’s degree in finance or related fields, along with a minimum of 3 years of relevant experience. Knowledge of compliance...
A leading financial institution is seeking a Fintech Compliance Manager in Hong Kong. You will develop and execute... compliance policies, advise management on compliance matters, and monitor regulatory issues related to fintech and banking...
Assistant Manager (Legal & Regulatory Compliance) (HK$30K–50K) (Ref. No.: 27469) Our client, a Financial Institution..., is looking for high-caliber person to fill the position. Job Duties Assist in handling the relevant legal and regulatory compliance...
Job Description : Compliance Associate (AML & Regulatory Compliance) Location: Hong Kong / Singapore... We are looking for an experienced Compliance Associate to support AML, regulatory compliance and control framework design. This hire will play a central...
are clearly documented and effectively communicated to all relevant business units. Regulatory Compliance & Monitoring... relevant experience of progressive experience in policy development, regulatory compliance, or legal & compliance in bank...
Responsibilities Monitor and ensure regulatory compliance requirements related to: i) the operations of pension... reports, forms, fund fact sheets and marketing materials to ensure compliance with the relevant requirements; or Communicate...