surveillance tools and regulatory knowledge. It also includes reporting findings to compliance, contributing to risk control... from clients and exchanges to evaluate suspicious activities Compliance Notifications Report potential market abuse...
assessments and ISO audits to ensure compliance with internal policies and external regulatory requirements. Support external... alignment with enterprise risk appetite and regulatory expectations. Conduct in-depth security risk assessments on new...
supervision Risk Management Drive compliance to align with the Group policies standards, local regulatory requirements... and vulnerabilities and monitor Operational Resilience profile. Report any non-compliance to senior management or local governance...
surveillance tools and regulatory knowledge. It also includes reporting findings to compliance, contributing to risk control... from clients and exchanges to evaluate suspicious activities Compliance Notifications Report potential market abuse...
surveillance tools and regulatory knowledge. It also includes reporting findings to compliance, contributing to risk control... from clients and exchanges to evaluate suspicious activities Compliance Notifications Report potential market abuse...
and product development. 5. Supervise all Asset Management activities to ensure full regulatory compliance. 6. Establish.... Responsibilities 1. Act as the OMO MIC for the asset-management business and reporting to senior management. 2. Formulate...
of individual portfolios Ensure each portfolios is managed in compliance with internal investment guidelines and regulatory... and written English and Chinese including fluency in Putonghua Candidate with more experiences will be considered for senior...
to enhancing audit methodology and tools - Assist in preparing materials for senior management and regulatory reviews... *Requirements: - At least 4 years' experience in IT audit, risk, compliance, or relevant roles - Bachelor's degree in BBA...
effective people management, operational excellence, and compliance with PMC standards Review and update HR policies... and procedures to align with evolving business needs, property management best practices, and regulatory requirements Prepare...
Reporting & Compliance: Prepare and present comprehensive cost reports and financial insights to senior management Ensure... compliance with company policies, accounting standards, and regulatory requirements Cross-Functional Collaboration: Work...
rules to improve approval rates and prevent unauthorized transactions Ensure compliance with regulatory, card scheme..., share insights and recommendations to senior management Assist in ad-hoc tasks as assigned Requirements: University...
for sales & trading activities and operational processes to ensure alignment with the bank's compliance and risk management..., ensuring adherence to regulatory standards and internal guidelines Requirements Degree holder or above in Finance...
of trades, ensuring accuracy and compliance with regulatory requirements and internal policies. Monitor and reconcile...: Support other operations functions, e.g. payments, loan operations etc. Generate reports for senior management and regulatory...
effective people management, operational excellence, and compliance with PMC standards Review and update HR policies... and procedures to align with evolving business needs, property management best practices, and regulatory requirements Prepare...
's compliance and risk management culture Conduct comprehensive market surveillance of securities activities related to retail... customers, ensuring adherence to regulatory standards and internal guidelines Engage closely with stakeholders to foster the...
Reporting & Compliance: Prepare and present comprehensive cost reports and financial insights to senior management Ensure... compliance with company policies, accounting standards, and regulatory requirements Cross-Functional Collaboration: Work...
Reporting & Compliance: Prepare and present comprehensive cost reports and financial insights to senior management Ensure... compliance with company policies, accounting standards, and regulatory requirements Cross-Functional Collaboration: Work...
& Compliance: Prepare and present comprehensive cost reports and financial insights to senior management Ensure compliance... with company policies, accounting standards, and regulatory requirements Cross-Functional Collaboration: Work closely...
resolution and supporting internal teams. Monitor regulatory developments across APAC, coordinating with compliance and legal... and risks Track record of navigating regulatory changes and ensuring ongoing compliance in dynamic market environments Ability...
and operational processes to ensure alignment with the bank's compliance and risk management culture Conduct comprehensive market... surveillance of FX & Commodities sales activities related to HNW and retail customers, ensuring adherence to regulatory standards...