and recommendations. Support internal and external audits and regulatory inspections related to financial crime compliance. Prepare...Your new company A growing life insurer is looking for a financial crime compliance candidate with advisory skills...
compliance. Prepare and present reports to senior management and governance committees on FCC matters. What you'll need...Your new company A growing life insurer is looking for a financial crime compliance candidate with advisory skills...
Group in Hong Kong so as to ensure adherence to regulatory requirements, in particularly regulatory advisory, compliance... monitoring and internal compliance/ethnical standards. Assist the Head of Compliance in managing the regulatory risk of Pictet...
Compliance Officer (CCO) and regional MLRO, reporting to them and appropriate senior management / leadership, the Hong Kong board... and proven ability to navigate a continuously evolving and complex regulatory landscape. The successful candidate will work...
compliance input to ensure compliance with applicable regulatory requirements and internal policies. ● Prepare and update... of transactional conflicts of interest. ● Monitor key compliance issues and ensure prompt escalation to senior management...
of senior regulatory appointments (including HKMA S72B Manager, Appointee under Management Accountability, SFC Managers... framework that places regulatory and compliance best practice standards, and a culture of appropriate conduct at the forefront...
, but are not limited to) The Compliance Officer reports to the Compliance Manager by monitoring and reporting results of the compliance.../ethics issues and providing guidance for the senior management team on matters relating to compliance. The Compliance...
and government authorities on matters relating to the group companies businesses and regulatory matters Foster a strong compliance... culture within the Group and ensure that business operations uphold high compliance standards Keep abreast of regulatory...
. Requirements Significant experience as a regulator, or a senior compliance manager across all areas of RC risks within a global... of their activities and for which they are responsible. The Head of Compliance, Insurance is the senior accountable executive...
related projects as assigned by senior manager Requirements: Undergraduate Degree in Law, Accountancy, Finance...Responsibilities: Conduct investigation on compliance and red flags, liaise and report suspicious case to Securities...
to a vital function at the heart of our operations. HOW WILL YOU MAKE AN IMPACT? Reporting to the Senior Legal & Compliance... and whistleblowing. Strong knowledge of APAC regulatory compliance laws and enforcement trends. Experience in litigation, regulatory...
, and ad-hoc projects per compliance plan and regulatory requirements. Conduct risk assessments and develop annual compliance... review plan to identify and mitigate risks per internal policies and regulatory standards. Ensure compliance reviews...
to a vital function at the heart of our operations. HOW WILL YOU MAKE AN IMPACT? Reporting to the Senior Legal & Compliance... and whistleblowing. Strong knowledge of APAC regulatory compliance laws and enforcement trends. Experience in litigation, regulatory...
Department: Compliance, Supply Chain Reports to: Senior Manager, Product Compliance Location:Hong Kong... Your Opportunity at ARC'TERYX: As a Product Compliance Specialist, you play a crucial role in developing and evolving processes...
on matters relating to the group companies businesses and regulatory matters Foster a strong compliance culture within the Group... and ensure that business operations uphold high compliance standards Keep abreast of regulatory requirements and changes...
security and trust for the entire region. This isn't your typical compliance role. We're looking for a technical leader who... can bridge the gap between cutting-edge data technology and complex regulatory demands. If you're passionate...
on matters relating to the group companies businesses and regulatory matters Foster a strong compliance culture within the Group... and ensure that business operations uphold high compliance standards Keep abreast of regulatory requirements and changes...
related projects as assigned by senior manager Requirements: Undergraduate Degree in Law, Accountancy, Finance...Responsibilities: Conduct investigation on compliance and red flags, liaise and report suspicious case to Securities...
My client seeking a highly skilled and experienced Senior Manager to oversee and lead our IT infrastructure, IT... security, and compliance functions. The ideal candidate will possess extensive knowledge and expertise in managing IT systems...
Key Responsibilities ... Regulatory Compliance: Develop and maintain comprehensive compliance policies...) Responsibility: designated Manager-In-Charge for the Compliance and Anti-Money Laundering (AML) core functions. This involves having...