of operational risk issues by senior management Take the lead in the relevant control monitoring and management, arrange the regular... division adherence to Group policies, statutory requirements and regulatory guidelines Propose and implement quality...
insights to senior management Ensure compliance with company policies, accounting standards, and regulatory requirements...
trends, regulatory changes, and market developments in PRC, APAC, and global markets to inform investment strategies.... Reporting: Prepare detailed investment and financial reports for senior management, ensuring data accuracy and insightful...
, policies, and procedures to safeguard the facilities in alignment with regulatory guidelines and security best practices... resolutions and/or follow up actions. Reporting & Documentation: Prepare and present regular reports to senior management on the...
insights to senior management Ensure compliance with company policies, accounting standards, and regulatory requirements Work...
regulatory obligations. Responsibilities Lead and manage the Risk and Compliance functions to ensure alignment... with organisational goals. Develop, update, and implement compliance policies and procedures that meet local regulatory requirements...
, and collateral - Collaborate with senior management to craft messaging that enhances brand reputation and market positioning... integrity - Stay abreast of industry trends, market developments, and regulatory requirements affecting communications...
understanding of private banking management systems and operation workflows Familiar with policies, regulatory requirements... for a more senior position based on their qualifications and experiences. We offer attractive salary and comprehensive fringe benefits...
, scenario analysis, and control testing Monitor regulatory developments and ensure compliance with reguators and global... reports to senior management and committees 理想的求职者 Minimum 7 years of experience in operational risk within investment...
privacy standards. Risk & Compliance Management: Identify and mitigate project risks, ensure adherence to regulatory... to manage cross-functional teams and present to senior leadership. Financial Acumen: Skilled in budgeting, cost tracking...
for presentation to senior management Keep abreast of the latest compliance requirements of the Group, Bank and regulatory...
insights to senior management Ensure compliance with company policies, accounting standards, and regulatory requirements...
, MAS). Manage fund registration, licensing, and ongoing reporting requirements. Advise senior leadership on regulatory developments..., and integrity. As they expand, they are seeking a seasoned compliance leader with strong regulatory or funds experience...
Risk Management (“TRM”), IT regulatory and security projects Develop, review, update the IT SOPs, policies and procedures... Attend all the support of CRAF and regulatory routines of TRM Monitor and report the latest TRM (mainly from HKMA...
to support comprehensive risk analysis and facilitate informed decision-making. Regulatory and Executive Reporting: Prepare... and Committee Support: Assist in preparing materials, agendas, and presentations for senior management and committee meetings...
and other disclosure documentation Provide quality corporate governance support to senior management, and assist in tasks and ad-hoc... Companies Ordinance, Hong Kong Listing Rules, Securities and Futures Ordinance, and other statutory and regulatory requirements...
insights to senior management Ensure compliance with company policies, accounting standards, and regulatory requirements...
, and collateral - Collaborate with senior management to craft messaging that enhances brand reputation and market positioning... integrity - Stay abreast of industry trends, market developments, and regulatory requirements affecting communications...
, and departmental & cross-departmental projects in accordance to the business strategies Perform duties as assigned by senior Ensure... the operations in compliance with related statutory and regulatory requirements, service agreement and internal guidelines...
effectiveness, practicality, and compliance of departmental Business Continuity Plans (BCP Plans) and drills with local regulatory..., and communicate risk warnings from regulatory and enforcement agencies to foster a risk-aware culture Assist to prepare operational...