. Insofar as they relate to CCIB compliance, financial crime and conduct risk, responsible for providing details of developments... security regulations.) Establish and maintain risk-based compliance frameworks and a programme for monitoring and assuring...
for the process enhancement or changes under the responsible tasks. Ensure all processes are compliance full compliance... the Team Manager to enhance, streamline, develop and implement the operation process/ procedures after the review...
up-to-date internal control policy, compliance and audit standard Associate with team manager, director... money laundering prevention officer and team manager. Work with manager of governance, compliance & business operation risk...
and compliance matters. Lead to achieve the outcomes set out in the Bank’s Conduct Principles Key Stakeholders Internal... and drive business priorities and initiatives Risk Management To comply with money laundering prevention procedures...
of underwriting & claim policy, guidelines and manuals in compliance with internal policy and external regulatory requirements... of improvements and resolution Responsible for internal and external third party risk management including discharge of oversight...
- Hybrid (Internal Job Title: Securities & Derivatives (Sr) Manager – C12 - C13) based in Hong Kong. Being part of our team... technology enhancements Coordinate with internal and external clients to assess service quality and identify areas...
with senior stakeholders such as financial controllers, portfolio managers, risk management, technology, legal, and compliance... of user access admin, oversight of treasury day-to-day functions, process improvement and uplift, and financial risk...