, but are not limited to) The Compliance Officer reports to the Compliance Manager by monitoring and reporting results of the compliance... Officer, together with the Compliance Manager, shall implement all necessary actions to ensure achievement of the objectives...
and other investment products in a timely and effective manner Provide administration support related to securities processing... request by contacting our Personal Data Compliance Officer....
as Relationship Officer, Securities Services) The employment is subject to Mandatory Reference Checking Scheme... its staff members. Responsibilities: Execute securities trade orders at Securities Hotline Centre or branches Provide...
Recruit Ref: L0594772667 Posting Date: 2026-02-16 Bank Of Communications Co Ltd - HK Branch Officer, Securities... & Leveraged Forex Dealing Execution Provide securities and leveraged forex dealing execution services to our clients Handle...
The Securities Settlement Officer is responsible for the accurate and timely settlement of securities transactions..., and other instruments, while supporting trade operations and compliance activities. Key Responsibilities - Execute securities...
Laundering (AML) Senior Officer / Officer to join our compliance team in a leading securities firm. This role offers regional...AML Analyst, Foreign Securities Firm - Fresh Grad Welcome Client Details We are looking for a proactive Anti-Money...
instructions The Securities Settlement Officer is responsible for the accurate and timely settlement of securities transactions...Support reconciliation reviews to ensure accuracy Execute securities transactions in settlement Prepare payment...
instructions Overview The Securities Settlement Officer is responsible for the accurate and timely settlement of securities...Support reconciliation reviews to ensure accuracy Execute securities transactions in settlement Prepare payment...
Laundering (AML) Senior Officer / Officer to join our compliance team in a leading securities firm. This role offers regional...AML Analyst, Foreign Securities Firm - Fresh Grad Welcome Client Details We are looking for a proactive Anti-Money...
Laundering (AML) Senior Officer / Officer to join our compliance team in a leading securities firm. This role offers regional...AML Analyst, Foreign Securities Firm - Fresh Grad Welcome Client Details We are looking for a proactive Anti-Money...
Job Summary: The Securities Settlement Officer is an entry to junior-level role responsible for the accurate... and timely settlement of securities transactions. This position is ideal for candidates who are looking to develop...
Reference555760_1769508547 Consultant Principal Consultant, Banking & Financial Services Featured KYC Officer (Securities... for job alerts If you are a human, ignore this field Create alert You agree to our Share this job KYC Officer (Securities...
as Relationship Officer, Securities Services) The employment is subject to Mandatory Reference Checking Scheme...Responsibilities: Execute securities trade orders at Securities Hotline Centre or branches Provide efficient...
Laundering (AML) Senior Officer / Officer to join our compliance team in a leading securities firm. This role offers regional...AML Analyst, Foreign Securities Firm - Fresh Grad Welcome Client Details We are looking for a proactive Anti-Money...
is based in Hong Kong SAR. The Responsible Officer (RO) for Type 1 Securities Trading is accountable for overseeing..., and securities products. Holder of a valid SFC Responsible Officer license for Type 1 regulated activity or relevant qualifications...
) Senior Officer / Officer to join our compliance team in a leading securities firm. This role offers regional exposure.... What's on Offer Regional exposure in Hong Kong and Singapore. Hands-on experience in AML and compliance within the securities industry...
The Securities Settlement Officer is responsible for the accurate and timely settlement of securities transactions..., and other instruments, while supporting trade operations and compliance activities. Key Responsibilities - Execute securities...
Our client is a leading securities firm in Hong Kong, they are now looking for an KYC Officer to join their expanding... correspondence. Requirements: Bachelor's degree holder At least 3 year relevant experience in Private Banking or Securities...
Our client is a renowned listed securities brokerage company. To cope with continues growth they are now urgently... looking for a Compliance Officer to join the team in Hong Kong Job Description Ensure company policies, internal control procedures...
Join our dynamic Sales Enablement Group and play a key role in supporting Securities Services business across Asia Pacific... Enablement Group you will be responsible for creating and producing sales pitchbooks that support Securities Services business...