, but are not limited to) The Compliance Officer reports to the Compliance Manager by monitoring and reporting results of the compliance... Officer, together with the Compliance Manager, shall implement all necessary actions to ensure achievement of the objectives...
Responsibilities: Lead client coverage and relationship management for IPOs, and other equity related projects; Identify and assess potential deals and initiate to prepare pitch books and business proposals; Lead end-to-end execution of...
looking for a high caliber professional to join our team as Officer, Cash Securities Settlement (Internal Job Title: Securities... more than 1 million volunteer hours around the world. The Securities & Derivatives Intmd Analyst is an intermediate level...
to meet the needs of our clients. We’re currently looking for a high caliber professional to join our team as Officer, Cash... Securities Settlement (Internal Job Title: Securities & Derivatives Intmd Analyst – C11) based in Hong Kong. Being part...
Senior Officer - Operational Risk, Foreign Securities Firm Client Details Our client is a leading global player... in the securities industry, is seeking a seasoned Senior Officer - Operational Risk to strengthen our risk governance...
Senior Officer - Operational Risk, Foreign Securities Firm Client Details Our client is a leading global player... in the securities industry, is seeking a seasoned Senior Officer - Operational Risk to strengthen our risk governance...
Responsible Officer (RO 1, 4, 9) My client is a premier securities firm committed to delivering exceptional financial... services. They are seeking a qualified Responsible Officer (RO 1, 4, 9) to oversee their operations and ensure compliance...
Work-life Balance Regional Exposure About Our Client Our client is a leading global player in the securities... industry, is seeking a seasoned Senior Officer - Operational Risk to strengthen our risk governance and safeguard our business...
Our client is a renowned listed securities brokerage company. To cope with continues growth they are now urgently... looking for a Compliance Officer to join the team in Hong Kong Job Description Ensure company policies, internal control procedures...
for you. Responsibilities: Lead and manage internal projects within the Securities department and coordinate cross-functional teams & monitor... initiatives Oversee the planning, coordination, and execution of securities promotion campaigns, including collaborating...
matter where they are. Provide securities and leveraged forex dealing execution services to our clients Handle enquiries... Manager,Securities & Leveraged Forex. The above post requires proficiency in English, Cantonese and Putonghua...
buy/sell orders; To explain the Bank’s securities product/service features, corporation action process, tariff... and promotion offers to customers; To answer customer enquiries and queries on issues in connection with securities services...
and other investment products in a timely and effective manner Provide administration support related to securities processing... request by contacting our Personal Data Compliance Officer....
its staff members. Responsibilities: Manage and support the daily operations of securities and futures services... and procedures for existing and new products Support the development and maintenance of Securities & Futures related systems...
as Relationship Officer, Securities Services) We offer competitive remuneration commensurate with candidate’s background... its staff members. Responsibilities: Execute securities trade orders at Securities Hotline Centre or branches Provide...
The Compliance Officer will play a critical role in ensuring that the organization adheres to all regulatory and legal... industry. 客户简介 Our client is a Chinese based securities firm, they are now looking for a sharp, solutions-driven compliance...
, but not investment advice; To receive, execute and confirm customer US stock buy/sell orders; To explain the Bank’s securities product... and queries on issues in connection with securities services; To handle and follow up customer complaints, report to supervisor...
The Compliance Officer will play a critical role in ensuring that the organization adheres to all regulatory and legal... industry. 客户简介 Our client is a Chinese based securities firm, they are now looking for a sharp, solutions-driven compliance...
The Compliance Officer will play a critical role in ensuring that the organization adheres to all regulatory and legal... industry. 客户简介 Our client is a Chinese based securities firm, they are now looking for a sharp, solutions-driven compliance...
The Compliance Officer will play a critical role in ensuring that the organization adheres to all regulatory and legal... industry. 客户简介 Our client is a Chinese based securities firm, they are now looking for a sharp, solutions-driven compliance...