Securities and Futures Commission, managing feedback, timelines, and overall project logistics to meet regulatory expectations... qualifications such as CPA or CFA are highly preferred. Must hold a valid SFC Responsible Officer (RO) license for Type 6 regulated...
Kong, CMU is a central securities depository (CSD), providing secure and efficient clearing, settlement and custodian... services for securities. CMU OmniClear’s vision is to continuously enhance CMU service coverage, expand connectivity...
and settlement arrangements for the securities, on exchange derivatives and OTC derivatives markets. Depository & Participant... Services provides central securities depository, custody and participant services of stocks and structured products. The team...
Chief Operating Officer (COO) in Asia is a pivotal leadership role offering strategic support insight and operational... we are a leading global investment banking securities and investment management firm. Headquartered in New York we maintain offices...
A prominent financial institution in Hong Kong is seeking a Compliance Officer to assist with regulatory matters... with relevant experience in the financial or securities industry. Proficiency in English and Chinese is required, and skills in MS...
and filing the Financial Statements Perform monthly reconciliation on cash position, securities holdings and portfolio for MPF... as Fund Accounting Officer Please apply online via the BEA Careers website at or by clicking the Apply Now button. Kindly...
Kong, CMU is a central securities depository (CSD), providing secure and efficient clearing, settlement and custodian... services for securities. CMU OmniClear’s vision is to continuously enhance CMU service coverage, expand connectivity...
Overview As a Senior Compliance Officer based in our Hong Kong office youll help ensure trading activity in Hong Kong... developments and compliance issues. Understanding of Hong Kong Securities and Futures Ordinance and SFC Licence regime. Knowledge...
Type 1 and Type 6 Officer (RO) licenses from the Securities and Futures Commission. An existing sponsor principal.... We are a Chinese state-owned enterprise with an important position in the Hong Kong capital market. Licensed by the Securities...
and settlement arrangements for the securities, on exchange derivatives and OTC derivatives markets. Depository & Participant... Services provides central securities depository, custody and participant services of stocks and structured products. The team...
and settlement arrangements for the securities, on exchange derivatives and OTC derivatives markets. Depository & Participant... Services provides central securities depository, custody and participant services of stocks and structured products. The team...
its staff members. Assistant Vice President / Manager, Securities & Futures (Business Governance & Support...) Responsibilities: Manage and support the daily operations of securities and futures services, including business governance...
Were looking for a Compliance Officer Manager (Assets) - Hong Kong to strengthen our compliance team. Based in Hong... with regulators by being the Regulators first point of contact for regulatory matters (i.e. Securities and Futures Commission (SFC...
Processing, Remittance and Securities Processing & Settlement services. Responsibilities: Provide administrative support..., a copy of which will be provided upon request by contacting our Personal Data Compliance Officer....
investment and insurance products, securities trading, credit cards, remittances, etc. Identify and assess key risk areas..., a copy of which will be provided upon request by contacting our Personal Data Compliance Officer....
qualifications (e.g. CPA, CIA, CISA, CISM, CISSP) 3-5 years of experience in IT audit or related fields in system securities..., a copy of which will be provided upon request by contacting our Personal Data Compliance Officer....
. trading of FX, Money Market, Debt Securities and Derivatives, etc.), the related risk-management functions (e.g. Market Risk... Compliance Officer....
Type 1 and Type 6 Officer (RO) licenses from the Securities and Futures Commission. An existing sponsor principal.... We are a Chinese state-owned enterprise with an important position in the Hong Kong capital market. Licensed by the Securities...
a wide range of investment banking, securities, wealth management and investment management services. With offices in 42...; monitors and reports on credit risk exposures on a regular basis to the Chief Risk Officer and senior management. About the...