framework for securities trading and OTC derivatives. 負責公司在證券交易及場外衍生產品方面的風險管理框架。 Reporting directly to the Responsible Officer... analysis 設計及優化風險報告工具及分析 Conduct daily risk limit monitoring, including market, credit, liquidity, operational, legal...
Project Manager(s) / Subject officer(s) in the following capacities: Plan and control all phases of the computer project... including details of complaint, case processing, building inspection, statutory order and notice generation, legal actions...
requirements and fulfill legal / regulatory requirements Attend to regulatory requirement and provide recommendations University... Officer Please visit our web site for other career opportunities within our Group. Interested parties please send...
A leading financial services firm in Hong Kong seeks a Compliance Officer to assist with licensing issues and provide... compliance advice. The role involves reviewing legal documentation, managing audits, and conducting compliance training. Ideal...
all Risk Types; and highlight significant matters to the Group Chief Risk Officer ("GCRO"), senior management and senior risk... for DA related initiatives with adherence to legal and regulatory requirements. Evaluate and advise on risks associated...
as a Responsible Officer for Type 4 & Type 9 regulated activities; Conducting policy, market and target company research... and coordinating commercial, legal, financial, ESG and technical due diligence activities on potential deals; Leading deal...
of FX Options Trading APAC, functionally to the Head of Quantitative Research Fixed Income Non-Linear Legal... and Regulatory Responsibilities Comply with all applicable legal, regulatory and internal Compliance requirements, including...
an accomplished and forward-thinking Chief Financial Officer to lead global financial management, governance, and project performance... profitability. -Oversee the full spectrum of finance and accounting functions, including financial reporting, legal and statutory...
Job Title: Associate Director, Finance Reports To: Chief Financial Officer Function: Finance Location: Hong Kong... Financial Officer, you will be instrumental in managing core accounting processes, providing strategic financial insights...
. We are currently seeking a motivated Collections / Credit Management Officer to join our team and ensure efficient recovery of overdue... accounts and develop effective recovery strategies. 按公司政策及相關法例制定及執行包括交外部催收流程，確保合規。Compliance & Legal Adherence: Ensure...
from setbacks What you’ll do and what success looks like in this role Assist the Chief Compliance Officer in managing the Bank... or equivalent disciplines Minimum 12 years of legal or compliance experience, prior in-house banking and regulatory engagement...
積極拓展至東南亞、中東及其他新興地區。 Highlights 職位亮點 Report directly to the Chief Executive Officer (CEO) 直接向行政總裁（CEO）匯報 Support the CEO... 具備跨部門及跨層級的良好溝通能力 Solid understanding of legal, financial, and industry compliance risks 深入了解法律、財務及行業合規風險 Ability...
Compliance Officer, Chief Operating Officer, Internal Legal Counsel, External Legal Counsel or other designated client leaders...
/ Auditing (Accounting Clerk / Officer / Supervisor) Professional Services (Legal & Compliance) Job Position Level General...
. Responsible in reviewing, negotiating and advising agreements, legal contracts and documents. Prepare and review mandatory... Type 1 Responsible Officer experienced in compliance tasks is welcome. Candidates with less experience will be considered...
you are dealing directly with clients or working in a role supporting the business, such as technology, legal or communications... Officer) or Certificate of Competency III/2 (for Chief Engineer/Second Engineer) under STCW Code A minimum of 3 years...
involves close coordination with the Supervising Officer (SO) and Supervising Officer Representative (SOR), focusing on health... are conducted safely and without risk, ensuring full compliance with industry standards and legal requirements. Review, comment...
corporations. Our side‑by‑side financial and legal teams consistently deliver award‑winning services to a global client base.... You will be reporting to our Compliance Officer, Hong Kong. As part of our commitment to excellence, MaplesFS Compliance are enhancing...
to institutional clients. You will report to the Head of Sales APAC and collaborate closely with trading, legal, marketing... of trading services. Collaborate closely with account managers, traders, legal, and marketing teams to deliver high-quality...
annual Risk and Control Self Assessments to ensure risks are identified, assessed, monitored, and reported. Manage the Legal... Officer with entitlement reviews, incident analysis, and segregation of duties. Facilitate regulatory inquiries, internal...