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Keywords: Operational Compliance and Regulatory Reporting Analyst, Location: USA

Page: 5

Senior Compliance Analyst - Retirement Solutions

Job Family Regulatory Compliance About Us At Transamerica, hard work, innovative thinking, and personal.... Evaluate process workflows/maps to identify potential areas of risk (e.g. – regulatory, legal, operational, reputational...

Company: Transamerica
Location: Cedar Rapids, IA
Posted Date: 30 Oct 2025

Compliance Analyst - National Remote

compliance audits, including but not limited to regulatory agencies, Quality metrics, and coding compliance. The Auditor... health optimization on a global scale. Join us to start Caring. Connecting. Growing together. Responsible for regulatory...

Company: CPS Solutions
Location: Minnetonka, MN
Posted Date: 26 Oct 2025
Salary: $58800 - 105000 per year

Compliance Analyst - National Remote

compliance audits, including but not limited to regulatory agencies, Quality metrics, and coding compliance. The Auditor... health optimization on a global scale. Join us to start Caring. Connecting. Growing together. Responsible for regulatory...

Location: Minnetonka, MN
Posted Date: 23 Oct 2025
Salary: $58800 - 105000 per year

Lead Plan Compliance Administration Analyst - Retirement Plans

Job Description: Position Description: The position serves as a subject matter expert for a plan compliance... (within the U.S.A.) and does not require regular in-office presence. What you do Produce weekly and monthly reporting...

Posted Date: 22 Oct 2025

Compliance Analyst, State Street Investment Management, Officer

, with a heritage dating back over two centuries. The SSIM Compliance team works to ensure that SSIM meets all regulatory requirements... globally and is a trusted partner for clients on regulatory and compliance issues. This role is within the SSIM North America...

Company: State Street
Location: Boston, MA
Posted Date: 19 Oct 2025
Salary: $65000 - 102500 per year

Senior Compliance Analyst - Securities Entities

surveillance, testing, and monitoring of compliance, risk management, investment and operational-related matters. The primary focus... are discovered. Conducts field audits. Works with Compliance leader to conduct annual broker-dealer audits to meet regulatory...

Posted Date: 01 Oct 2025

Risk and Compliance Analyst / Associate (Japanese bilingual)

required training for ACBD1 staff. Compliance Library: Maintaining an up-to-date Compliance Library for ACBD1 staff use. Operational... compliance inspections. Reporting: Preparing and submitting various reports to Americas Legal and Compliance Department/Head...

Company: Mizuho Bank
Location: New York City, NY
Posted Date: 26 Aug 2025
Salary: $64500 - 85000 per year

Global Compliance Analyst

compliance presentations for senior leadership and operational reporting. Support global monitoring and testing activities... Compliance program. Reporting to the Global Manager, this role contributes to the implementation and oversight of global...

Company: Teleflex
Location: Wayne, PA
Posted Date: 08 Aug 2025

Associate Director - Analytics, Global Regulatory Affairs

Director - Analytics, Global Regulatory Affairs Role Purpose: Strategic and operational oversight of custom analytics... deliveries from Global Regulatory Affairs involving Business Intelligence solutions and related semantic layer dependencies...

Company: Takeda
Location: USA
Posted Date: 04 Oct 2025

SEC Financial Reporting consultant

About This Role RGP is looking for a SEC Financial Reporting Analyst to support our SEC reporting and general..., including coordination and documentation. Participate in benefit plan audits and ensure compliance with regulatory requirements...

Posted Date: 24 Oct 2025
Salary: $65 - 75 per hour

Threat Intelligence Research and Reporting Manager

ADP is Hiring a Threat Intelligence Research and Reporting Manager Location: Roseland, NJ / Remote About the Role... We are seeking a highly motivated and experienced Threat Intelligence Research and Reporting Manager to lead a group of analysts...

Company: ADP
Location: Roseland, NJ
Posted Date: 22 Oct 2025

Associate, Real Estate Shareholder Reporting

operational team? Do you have an understanding of financial reporting requirements for real estate products? The Analyst..., Shareholder Reporting, Real Estate Financial Statements Production role is a rare opportunity to participate in the establishment...

Location: Merrimack, NH
Posted Date: 19 Oct 2025

Associate, Real Estate Shareholder Reporting

operational team? Do you have an understanding of financial reporting requirements for real estate products? The Analyst..., Shareholder Reporting, Real Estate Financial Statements Production role is a rare opportunity to participate in the establishment...

Location: Westlake, TX
Posted Date: 19 Oct 2025

Finance Change Reporting - VP (Axiom a plus)

& Integration team to support Regulatory Reporting. This role supports critical regulatory initiatives that enhance the efficiency.... Key Responsibilities: Support finance transformation initiatives, such as general ledger upgrades, regulatory reporting...

Company: Mizuho Bank
Location: New York City, NY
Posted Date: 14 Sep 2025
Salary: $120000 - 185000 per year

HIRING NOW: SR. QA Compliance Auditor

organization's operations and procedures meet both government and industry compliance standards. A compliance analyst may research..., and operational support functions. Host and support sponsor-client audits and regulatory inspections Perform external audits...

Company: Actalent
Location: Indianapolis, IN
Posted Date: 29 Oct 2025
Salary: $40.86 - 41.1 per hour

Senior QA Compliance Auditor

organization's operations and procedures meet both government and industry compliance standards. A compliance analyst may research..., and operational support functions. Host and support sponsor-client audits and regulatory inspections Perform external audits...

Company: Actalent
Location: Indianapolis, IN
Posted Date: 29 Oct 2025
Salary: $40.86 - 41.1 per hour

HIRING: Senior QA Compliance Auditor

's operations and procedures meet both government and industry compliance standards. A compliance analyst may research regulations... Research industry compliance regulations and policies. Evaluate internal operational and procedural compliance. Analyze...

Company: Actalent
Location: Indianapolis, IN
Posted Date: 24 Oct 2025
Salary: $40.86 - 41.1 per hour

Manager, (System Operations) Balancing Authority Market Operations and Compliance

to optimally balance the Company’s resource position within WEIM rules and all NERC, FERC, WECC and other regulatory compliance... obligations. Manage outage coordination for planned and unplanned outages within all regulatory compliance obligations...

Company: BizTek People
Location: Great Falls, MT
Posted Date: 12 Oct 2025

Manager, (System Operations) Balancing Authority Market Operations and Compliance

to optimally balance the Company’s resource position within WEIM rules and all NERC, FERC, WECC and other regulatory compliance... obligations. Manage outage coordination for planned and unplanned outages within all regulatory compliance obligations. Support...

Company: ICONMA
Location: Great Falls, MT
Posted Date: 11 Oct 2025
Salary: $168500 per year

Senior Director, Enterprise Risk Management and Compliance

. Reporting to the Associate Vice President, Ethics, Compliance and Enterprise Risk & Chief Compliance Officer, the position... analyst in a legal, compliance, audit or enterprise risk environment, including experience with each of the following...

Company: Rice University
Location: Houston, TX
Posted Date: 20 Sep 2025