: Business Operational Risk Job Purpose: The role entails managing operational risk, regulatory reporting, and compliance... risk issues and events. Liaison/ Collaborate with stakeholders for closure of RBI requirements and regulatory compliances...
of Regulatory Observations emanating from Subsidairy regualtors viz., RBI/SEBI/PFRDA/SE/DP Assisting RBI Compliance Team for onsite... and top management in managing the compliance risk arising out of legal or regulatory sanctions, financial loss...
presentation slides, track and implement actionables whereever applicable - Oversight on compliance with SEBI/RBI/Sectoral... developments, process improvements and other asks received from Subsidiaries Key Result Areas -Oversee regulatory compliance...
’s KYC/AML Policy Annually or as and when there are major changes in Regulatory Guidelines. · Assisting RBI Compliance... compliance risk, that is, the risk of legal or regulatory sanctions, financial loss or reputational loss that the Bank may...
’s KYC/AML Policy Annually or as and when there are major changes in Regulatory Guidelines. · Assisting RBI Compliance... compliance risk, that is, the risk of legal or regulatory sanctions, financial loss or reputational loss that the Bank may...
findings Responsibilities · Perform compliance testing across banking products and processes in line with RBI, SEBI, IRDAI... on new/updated RBI issuances and evolving risk themes. · Identify gaps in compliance processes and recommend corrective...
findings Responsibilities · Perform compliance testing across banking products and processes in line with RBI, SEBI, IRDAI... Testing Observation) to validate continued compliance. · Refresh the testing universe quarterly based on new/updated RBI...
findings Responsibilities · Perform compliance testing across banking products and processes in line with RBI, SEBI, IRDAI... Testing Observation) to validate continued compliance. · Refresh the testing universe quarterly based on new/updated RBI...
to check compliance to RBI regulations. The role ensures robust closure verification, sustainable control fixes, prevention...Job Description: Job Title Vice President – Compliance Testing – Thematic and Sustenance testing Objective...
findings Responsibilities · Perform compliance testing across banking products and processes in line with RBI, SEBI, IRDAI... on new/updated RBI issuances and evolving risk themes. · Identify gaps in compliance processes and recommend corrective...
· Supervising the identification of non-compliance / regulatory breaches through various sources like RBI Inspection, Internal Audit... and compliance risk management for Retail Lending and Bharat Banking segment(s). Key Responsibilities Regulatory adherence...
findings Responsibilities · Perform compliance testing across banking products and processes in line with RBI, SEBI, IRDAI... on new/updated RBI issuances and evolving risk themes. · Identify gaps in compliance processes and recommend corrective...
Policy & Standards based on various regulatory requirements / guidelines from RBI Gopalkrishna report, cyber security... advised by RBI, sharing any new or changes in regulatory guidelines with all members of the department and ensuring...
findings Responsibilities · Perform compliance testing across banking products and processes in line with RBI, SEBI, IRDAI... Testing Observation) to validate continued compliance. · Refresh the testing universe quarterly based on new/updated RBI...
findings Responsibilities · Perform compliance testing across banking products and processes in line with RBI, SEBI, IRDAI... on new/updated RBI issuances and evolving risk themes. · Identify gaps in compliance processes and recommend corrective...
findings Responsibilities · Perform compliance testing across banking products and processes in line with RBI, SEBI, IRDAI... on new/updated RBI issuances and evolving risk themes. · Identify gaps in compliance processes and recommend corrective...
findings Responsibilities · Perform compliance testing across banking products and processes in line with RBI, SEBI, IRDAI... on new/updated RBI issuances and evolving risk themes. · Identify gaps in compliance processes and recommend corrective...
findings Responsibilities · Perform compliance testing across banking products and processes in line with RBI, SEBI, IRDAI... Testing Observation) to validate continued compliance. · Refresh the testing universe quarterly based on new/updated RBI...
compliance to RBI & FEMA regulations. The role ensures robust closure verification, sustainable control fixes, prevention..., export/import trade documentation, FEMA/EDPMS/IDPMS compliance, etc). · Identify emerging regulatory risks and incorporate...
findings Responsibilities · Perform compliance testing across banking products and processes in line with RBI, SEBI, IRDAI... Testing Observation) to validate continued compliance. · Refresh the testing universe quarterly based on new/updated RBI...