successful candidate will therefore be subject to meeting UK regulatory requirements in the assessment of fitness, propriety, knowledge...
. Familiarity with UK Money Laundering Regulations and relevant regulatory guidance. Knowledge and experience in other compliance...
policies under the Ombuds & Ethics program. Stay current with regulatory changes and industry best practices. Develop... litigation and regulatory inquiries. Collaborate internally to influence the quality and effectiveness of risk management...
. This role involves assisting with documentation, testing, and reporting of internal controls to meet regulatory requirements...
tests and maintaining the validation findings log Preparation of the Board and Regulatory Validation Reports and papers... Function Board Opinions and Regulatory Reports on Technical Provisions, Underwriting Policy, Reinsurance Arrangements and Risk...
relevant jurisdictions that regulatory standards in relation to Risk Management are being met on an on-going basis The CRO...
, claims, and IT teams to understand data needs and deliver insights. Support regulatory reporting and compliance through... ensuring fairness amongst Club Members Integrity upholding high ethical, legal, and regulatory standards Safety...
strategies aligned with client financial goals, risk tolerance, and regulatory requirements. Prepare investment committee...
-money laundering Annual attestation You will be expected to understand the regulatory obligations of the firm, and abide...
is accurately calibrated and fully integrated into the Internal Model for both regulatory and internal reporting purposes...
Team Risk management and regulatory compliance are critical to our organisation and are increasingly complex. To meet... difficulty legal issues and produce accurate and reasoned opinions on a range of regulatory issues. Awareness and understanding...
. Strong Excel knowledge (Formulas & Pivot Tables) Understanding of Delegated Authority Compliance & Regulatory Responsibilities... and regulatory requirements/rules, with regards to data protection, money laundering etc. To share ideas, best practice...
environment) experience would be advantageous. Passion for compliance and regulatory work and eager to learn...
attestation You will be expected to understand the regulatory obligations of the firm and abide by the regulated entity...