compliance with SFO and other relevant regulations Liaise with HKEX, SFC and relevant regulatory bodies for all compliance... activities #1, 2, 4, 6 & 9) Report to the Chief Legal & Compliance Officer and supervise a team of 3 subordinates to effective...
VP/SVP, Specialist, Alternatives Product Sales, Private Banking (Managed Solution) [protected-phone.../external legal and compliance, risk management, COO office, operations, alternative and long‑only managers Meet budget targets...
Strong knowledge on legal and regulatory requirements of AML and compliance Strong compliance and risk control concept Ability...Job Description - SVP and MLRO, Financial Crime & Security Services (240000F9) Job Description SVP and MLRO...
in full compliance with internal policy and regulatory requirements. Plan and implement KYC/AML related projects...SVP/ED, Team Head, Know Your Customer, Private Banking [protected-phone-number]K) Business Function DBS’ Private...
& Regulatory Compliance Our Client World’s top 5 strongest bank & financial services group in ASEAN is in search for the... with professional qualification (CPA/CA/CIA) 10 years+/- of audit, risk control and regulatory compliance Strong understanding of the...
and initiatives and ensure compliance to regulatory requirements Oversee key operational risk management processes including...Job Description - ED/SVP, Team Lead, Operational Risk Management, Global Financial Markets (WD67663) As a leader...
A top financial institution in Hong Kong is seeking a Senior Auditor (SVP) to lead oversight of audits and regulatory..., and ensuring compliance with regulatory requirements. The institution offers an excellent working environment and opportunities...
Regional Finance SVP, Global Private Equity Our Client The most prominent Global top 10 PE & credit markets capital... group with over USD 220 Bill AUMS and established operations across Europe, US and Asia is in search Regional Finance SVP...
in full compliance with internal policy and regulatory requirements. Plan and implement KYC/AML related projects...SVP/ED, Team Head, Know Your Customer, Private Banking [protected-phone-number]K) Business Function DBS’ Private...
for products/processes and ensure regulatory compliance Automation and Data – drive automation and data tools to optimize...Job Description - SVP/VP, Team Lead, COO Office HK – Production Support, Global Financial Market (240000EN...
entities Ensure satisfactory arrangements are in place for regulatory and corporate compliance with relevant sections of the...Job Description - SVP, Head of Secretariat (250000C3) Job Description SVP, Head of Secretariat - ( 250000C3...
opportunities. Ensuring compliance with regulatory requirements in all sales activities. Preparing and presenting client proposals... and is committed to delivering exceptional solutions to its clients. Job Description As an SVP - Fixed Income FI Sales, your main...
and regulatory reporting services in coordination with the Compliance and Control team. The overall objective of this role... and key stakeholder meetings across the business, compliance and operations to provide transparency on initiatives Work...
in risk management, program management, and regulatory compliance are essential for success in this role. #J-18808-Ljbffr... involves leading a team to ensure compliance with Anti-Money Laundering regulations and overseeing KYC processes. The ideal...
and regulatory reporting services in coordination with the Compliance and Control team. The overall objective of this role... and key stakeholder meetings across the business, compliance and operations to provide transparency on initiatives Work...
with regulatory requirements. Accountabilities The job holder reports solid line to SVP, Treasure Investment Product & Advisory... and provide analytics by MIS report with timeliness of reporting. To Ensure a Strong Compliance and Control Mind-set Compile...
, service differentiation, product development and rigorous credit standards. Reporting to the SVP, AML Compliance, Assurance... staff fully comply with internal AML risk and compliance policies/standards, external regulations, and industry...
. This role involves leading a team to ensure compliance with AML standards, analyzing risks, and maintaining regulatory...A financial institution in Hong Kong is seeking an experienced SVP for AML Advisory, Assurance & Risk Control...