Job Title: Legal Counsel (AVP- PRC or HK Qualified) Financial Services/ Securities firm experience preferred... regulatory developments in the securities industry. Advise and work with colleagues in all departments on potential legal risks...
of legal, regulatory and franchise risk. This is a Vice President level position within the Asia Pacific Investment Banking... risk and protect the Firm’s reputation Instruct and manage relationships with external counsel Devise policies...
with regulators, policymakers, and legal counsel to navigate the evolving regulatory landscape, ensuring that Circle’s activities... engagement on high-impact partnerships, regulatory initiatives, and market development opportunities. What you’ll bring...
regulations. Draft and maintain internal policies, procedures, and compliance frameworks. Monitor regulatory developments... and advise on claims related to shipping, logistics, and supplier/customer disputes. Coordinate with external counsel...
monitoring, internal policies, KYC/AML documentation, and risk controls. Coordinate with external counsel on regulatory filings... Counsel (GC) Overview An international private equity firm is seeking a high-calibre Company Secretary to join its Hong...
. Both local, and global offerings include high yield bonds, investment grade issues, emerging markets issues, regulatory capital...., professional bodies and counsel from different jurisdictions Conduct due diligence work on the listing applicants as well...
to requests for additional information from regulatory authorities. Coordinate the filing project process with transaction... parties and international counsel to ensure progress towards approval. Comprehensive Antitrust Business Support: Review...
. Both local, and global offerings include high yield bonds, investment grade issues, emerging markets issues, regulatory capital...., professional bodies and counsel from different jurisdictions Conduct due diligence work on the listing applicants as well...
negotiation, mediation, and collaboration with legal counsel on litigation strategy. Investigation & Assessment: Lead... documented and adhere to company policies, regulatory requirements, and industry best practices. May assist in internal audits...
and senior management on legal and regulatory issues arising from the day-to-day operation of HKEX group companies; Draft... to the engagement of consultants and vendors, regulatory cooperation and other aspects of HKEX's group activities...
policy, framework, oversight and control solutions to meet the Company's legal, regulatory and risk management mandates... of Business Compliance Officers (LOBCOs) and will assess both enterprise and local financial crimes risks and regulatory...
to requests for additional information from regulatory authorities. Coordinate the filing project process with transaction... parties and international counsel to ensure progress towards approval. Comprehensive Antitrust Business Support: Review...
. The organization is known for its dynamic investment strategies and commitment to regulatory compliance. They are seeking... Advise on litigation and dispute resolution matters impacting the firm's operations. Manage and coordinate external counsel...
。 Both local, and global offerings include high yield bonds, investment grade issues, emerging markets issues, regulatory capital...., professional bodies and counsel from different jurisdictions Conduct due diligence work on the listing applicants as well...
), participate in negotiations, provide trainings, and advise on operational, administrative, regulatory, employment and contentious... managed; Manage external counsel, company secretary, paralegal and professional advisers; Oversee the implementation...
regulations. Draft and maintain internal policies, procedures, and compliance frameworks. Monitor regulatory developments... and advise on claims related to shipping, logistics, and supplier/customer disputes. Coordinate with external counsel...
with key influencers and provide communications counsel based on in-depth industry knowledge and experience. Key... on media coverage Conduct research and analyse key findings regarding regulatory and industry updates, geopolitical...
with key influencers and provide communications counsel based on in-depth industry knowledge and experience. Key... on media coverage Conduct research and analyse key findings regarding regulatory and industry updates, geopolitical...
including client coverage and product bankers, credit executives and legal counsel Review various credit and regulatory...
. Both local, and global offerings include high yield bonds, investment grade issues, emerging markets issues, regulatory capital... bodies and counsel from different jurisdictions Conduct due diligence work on the listing applicants as well as related...