in Economics, Finance, Accounting, or equivalent; Preferably at least four years of relevant experience in regulatory compliance...’ compliance with the registration requirements; To liaise with the external parties and other regulators in operation matters...
such as deposits, withdrawals, remittances, and cheque processing Ensure compliance with internal policies and regulatory guidelines...
; Preferably at least four years of relevant experience in regulatory compliance, retirement schemes / pensions, banking, insurance... by registered intermediaries; To monitor intermediaries’ compliance with the registration requirements; To liaise with the...
service standards and regulatory compliance requirements; -Monitor delinquency, over-limit and charge-off ratios at acceptable... related to approval and compliance issues; -Conduct credit approvals on all credit risk control measures to prevent credit...
, petty cash management, general liaison, etc; • Renew & maintain licence, insurance, lease/tenancy in compliance... with updated regulatory requirements; • Assist in accounting operation & book keeping & duties; • Provide clerical support & perform...
compliance with regulatory standards. Key Responsibilities: Deliver high-quality customer service by addressing client enquiries... and existing clients. Collaborate effectively with Compliance, Business, and other internal departments to resolve client-related...
such as deposits, withdrawals, remittances, and cheque processing Ensure compliance with internal policies and regulatory guidelines...
compliance with regulatory standards. Key Responsibilities: Deliver high-quality customer service by addressing client enquiries... and existing clients. Collaborate effectively with Compliance, Business, and other internal departments to resolve client-related...
area of responsibility, including escalations around PEP, screening, regulatory, compliance, legal and operational risk... stakeholder management. Conduct client due diligence promptly, ensuring compliance with quality and detail standards...
projects for elderly persons. Administer tenancy issues and ensure compliance with tenancy regulations and Deed of Mutual... Covenant Clauses and relevant regulatory documents. Identify areas requiring preventive or remedial actions in respect...
Comfortable navigating regulatory frameworks and ensuring compliance with internal and external policies...
for effective financial management Liaise with auditors to ensure compliance with regulatory and statutory requirements Review..., update, and maintain financial policies and operating manuals to ensure adherence to compliance standards and the adoption...
compliance with regulatory guidelines and operational procedures Ensure the projects are delivered within approved budget...
and staff engagement activities, etc; Ensure compliance of all HR practices in accordance with company policy, local... legislative and regulatory requirements; Work close and build rapport relationship with section heads and summarize the hiring...
such as daily cash flow, client money, bank reconciliations in compliance with SFC/AML timely and accurately; Assist in financial... budgeting on a monthly and yearly basis; Prepare financial and management reports, regulatory reports and FRR report...
productivity, enhancing professionalism in investment business and fulfilling regulatory requirements and policies Comply... investment selling procedures, practices, rules and investment sales compliance requirements Independent, self-motivated...
guidelines and ensure full compliance under rules and regulations Assist the Team Head to establish and enforce service... procedures, policies and standards Design and execute operational workflows that adhere to internal guidelines and regulatory...
activities, etc; Ensure compliance of all HR practices in accordance with company policy, local legislative and regulatory...
for both new and existing clients, ensuring compliance with regulatory standards and internal policies. Conduct thorough reviews... to identify potential risks associated with customers and recommend appropriate actions. Collaborate with compliance and risk...
to be in compliance with all policies, rules, guidelines and regulatory requirements Requirements Post-secondary or above; Minimum... and services; Good understanding of relevant branch policies, procedures, practices, rules and compliance requirements; A team...