activities, etc; Ensure compliance of all HR practices in accordance with company policy, local legislative and regulatory...
productivity, enhancing professionalism in investment business and fulfilling regulatory requirements and policies Comply... investment selling procedures, practices, rules and investment sales compliance requirements Independent, self-motivated...
to be in compliance with all policies, rules, guidelines and regulatory requirements Requirements Post-secondary or above; Minimum... and services; Good understanding of relevant branch policies, procedures, practices, rules and compliance requirements; A team...
guidelines and ensure full compliance under rules and regulations Assist the Team Head to establish and enforce service... procedures, policies and standards Design and execute operational workflows that adhere to internal guidelines and regulatory...
such as daily cash flow, client money, bank reconciliations in compliance with SFC/AML timely and accurately; Assist in financial... budgeting on a monthly and yearly basis; Prepare financial and management reports, regulatory reports and FRR report...
and regulatory compliance and report problem and exceptions to supervisor immediately Coordinate and follow up discrepancy items... experience in consumer banking operations Experience of dealing with regulatory matters or supporting compliance function...
, operations guidelines/ procedures, security and internal control measures. Comply with the compliance and regulatory... capacity as well as any conditions imposed by the HKMA and other regulatory bodies. This includes compliance with the...
compliance with safety, quality, and regulatory standards Communicate technical issues and progress to project leads and senior... Knowledge of lab safety, data integrity, and R&D compliance standards. Good presentation and report writing skills, mature...
Job descriptions Perform client onboarding process in accordance with relevant compliance and regulatory requirements...), Customer Due Diligence (CDD) Communicate closely with Legal & Compliance, Operation, Front Office in strict and timely...
and fiduciary services, preferably in trust operations; previous Regulatory / Paralegal / Company Secretary / Compliance experience... of the legal, regulatory, compliance and risk requirements associated with a trustee and fiduciary environment Solid...
etc. Corporate action for HK equities, US equities, JP equities and SG equities. Collaborate with trading, compliance, and risk... management teams to ensure regulatory adherence. Generate and analyze reports on settlement activities. Assist in the...
Comfortable navigating regulatory frameworks and ensuring compliance with internal and external policies...
compliance with regulatory guidelines and operational procedures Ensure the projects are delivered within approved budget...
structures, Card network operating rules, Industry best practices and Regulatory compliance requirements. Strong organizational.... Job Responsibilities: Execute daily operations in compliance with established policies and procedures, including: Processing credit...
A recognized degree or equivalent; At least four years of relevant experience in regulatory compliance, retirement schemes... regulatory tools such as on/off-site reviews and thematic examinations; To liaise with MPF trustees to follow up issues...
an assessment on licensees’ compliance with the licensing criteria and regulatory requirements; Follow up non-compliance cases...
, such as Proposal Generation System (PGS), to support product launches and various product and / or regulatory initiatives Prepare the... (e.g. Law, Compliance, Operations, IT, Actuarial and Marketing departments) for assigned tasks to support product launches...
product and / or regulatory initiatives Prepare the business reports as assigned by supervisor and ensure accurate output... with various departments (e.g. Law, Compliance, Operations, IT, Actuarial and Marketing departments) for assigned tasks to support...
to join their team. Responsibilities - Oversee the onboarding and licencing of new agents, ensuring all regulatory requirements... of licensing and compliance requirements. - Excellent organizational and communication skills. - Proficient in Microsoft Office...