and escalate Fircosoft Message Filtering hits (AML alert system). Ensure compliance with regulatory and internal audit... transactions. Prepare and submit regular and ad-hoc reports to Finance, Compliance, Local and Head Office Management (e.g. BASEL...
records and resolutions. Ensured regulatory filings and compliance across multiple jurisdictions The Successful Applicant... company and its subsidiaries Provide annual standard secretarial compliance services our internal companies. Review filing...
. Job Responsibilities Assist in ensuring compliance with all applicable statutory and regulatory rules and requirements applicable to the..., BVI, etc.), ensuring proper regular statutory filings with various regulators and compliance with all applicable statutory...
, and external service providers Ensure compliance with regulatory requirements and internal policies Identify and implement... Investment Operations Manager will report to Chief Operating Officer and be responsible to oversee the middle office functions...
operations to ensure compliance with regulatory requirements and applicable laws. Perform other ad-hoc duties as requested... Rules and Takeovers Code. Act as the Responsible Officer for Type 6 regulated activities under the SFC. Manage daily...
management and subsequent internal and external engagement across GPRA, the Hong Kong Chief Compliance Officer, and senior.... Compliance Policies and Standards Managing regulatory relationships About Standard Chartered We're an international bank...
management and compliance with internal policies, procedures, and regulatory requirements, working closely with relevant units... Compliance Officer....
, a copy of which will be provided upon request by contacting our Personal Data Compliance Officer.... Coordinate and handle internal and external audits on IT risk and as well as IT-related regulatory reviews and examinations...
, a copy of which will be provided upon request by contacting our Personal Data Compliance Officer.... regulatory requirements Basic accounting / book-keeping knowledge preferred Team player and self-motivated with good...
request by contacting our Personal Data Compliance Officer.... related to compliance with the Banking (Exposure Limits) Rules and the Bank's loan portfolio concentration risk Conduct...
request by contacting our Personal Data Compliance Officer.... customers and perform blacklist checking on direct customer and connected parties; ensure the branch is in full compliance...
request by contacting our Personal Data Compliance Officer.... in banking industry Familiar with regulatory requirements and industry standards on regulated activities Team player with sound...
Strong leadership and people management skills Well versed with respective regulatory requirements and market practices in handling... Bank's personal data policies, a copy of which will be provided upon request by contacting our Personal Data Compliance...
request by contacting our Personal Data Compliance Officer.... of which at least 3 years was related to operational, technology or compliance risks Good knowledge of banking operations and the local...
Compliance Officer. We offer competitive remuneration commensurate with candidate’s background. If you look for a friendly... its staff members. Responsibilities: Supervise and monitor the daily operations of the branch to ensure compliance...
Compliance Officer.... driven by Compliance Department Assist to analyse the operating environment and business processes to identify the...
in compliance or legal related disciplines is preferable Associate member or above of HKCGI Sound knowledge of Hong Kong... Companies Ordinance, Hong Kong Listing Rules, Securities and Futures Ordinance, and other statutory and regulatory requirements...
regulatory requirements within day to day operations Ensure approved credit lines are in compliance with the Bank’s approved... Compliance Officer....
, including business governance, compliance, and controls Prepare FRR returns and compliance-related reports in accordance... with regulatory requirements for the Bank and its subsidiaries Assist management in designing and reviewing operational workflows...