lines of defense, ensuring they are informed of the latest regulatory changes and compliance obligations. Oversee delegate... due diligence processes for AML, ensuring compliance with Manulife's standards and regulatory expectations. Provide...
The Compliance Officer will play a critical role in ensuring that the organization adheres to all regulatory and legal... professional to take charge of end-to-end compliance matters across our fixed income operations. 工作内容 As a Compliance Officer...
Compliance Officer (CCO) and regional MLRO, reporting to them and appropriate senior management / leadership, the Hong Kong board...-Money Laundering (AML) and Counter Terrorism Financing (CFT) professional to act as the Money Laundering Reporting Officer...
entities in a timely basis Take the role as the AML/CFT Officer for the Bank in Macau and the MIC of AML/CFT and Compliance... on matters relating to the group companies businesses and regulatory matters Foster a strong compliance culture within the Group...
to ensure operational resilience and regulatory compliance. Requirements Licensed Responsible Officer (Type 1) under Hong..., ensure regulatory compliance, support robust risk management, and contribute to business development. Key Responsibilities...
The Compliance Officer will play a critical role in ensuring that the organization adheres to all regulatory and legal... professional to take charge of end-to-end compliance matters across our fixed income operations. 工作内容 As a Compliance Officer...
The Role AVP, AML and Sanctions Compliance, Legal and Compliance Key Accountabilities Assist the Head of AML... Compliance to implement and maintain BOCI Group's AML/CFT Program; Provide compliance advice / recommendations to different...
The Compliance Officer will play a critical role in ensuring that the organization adheres to all regulatory and legal... professional to take charge of end-to-end compliance matters across our fixed income operations. 工作内容 As a Compliance Officer...
entities in a timely basis Take the role as the AML/CFT Officer for the Bank in Macau and the MIC of AML/CFT and Compliance... on matters relating to the group companies businesses and regulatory matters Foster a strong compliance culture within the Group...
Compliance Team, you will be reporting to the Chief Operation Officer, responsible for coordinating regulatory examinations (SFC... compliance exposure. As an important part of their Regulatory Compliance Team, they are now looking for a seasoned, committed...
to ensure operational resilience and regulatory compliance. Requirements Licensed Responsible Officer (Type 1) under Hong..., ensure regulatory compliance, support robust risk management, and contribute to business development. Key Responsibilities...
Business Function Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously... STRs for Money Laundering Reporting Officer’s (or his delegates) review. Collaborate with Business and Support Units...
Business Function Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously... Reporting Officer’s (or his delegates) review. 2. Collaborate with Business and Support Units in Managing AML/CFT risks...
Business Function Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously... STRs for Money Laundering Reporting Officer’s (or his delegates) review. Collaborate with Business and Support Units...
and group policy requirements; Periodic regulatory compliance reviews to identify compliance risks; Perform quality assurance... assessment of all innovative projects; Support the Local Compliance/AML/ Officer in managing the relation with the Supervisory...
AML team to handle financial crime risk assessment, periodic review, EDD and regulatory compliance review for corporate... review of existing customers based on local ordinance and group policy requirements Conduct regulatory compliance reviews...
procedures and policies Monitor risk indicators / parameters to ensure compliance with internal policies and regulatory.... We are committed to complying with Financial Services Compliance to safeguard investor asset and to provide excellent service. uSMART...
experience. Responsibilities: Act as a Responsible Officer to supervise SFC Type 4 & 9 regulated activities in compliance... with SFC regulations; Manage and supervise daily fund operations to ensure full regulatory compliance; Work with senior...
Recruit Ref: L0601128673 Posting Date: 2025-10-23 Lau Ho & Company Company Secretary; Company Secretarial Officer... secretarial advisory to them Prepare annual compliance documents, board papers, minutes, circulars, announcements and statutory...
and subject matter experts running their teams. Assistant Custody Manager / Business Officer, Project Management... to implement end-user computing and Excel Macro tools, ensure high quality deliverables, prepare documentation for compliance...