AML team to handle financial crime risk assessment, periodic review, EDD and regulatory compliance review for corporate... review of existing customers based on local ordinance and group policy requirements Conduct regulatory compliance reviews...
documents and ensuring compliance with related regulatory requirements and internal guidelines; Support RMs in completing KYC... or related disciplines; Minimum 4 years of relevant experience as Client Services Officer / Assistant Relationship Manager...
of Type 6 regulated activity of the SFC. Manage daily operations to ensure full compliance with regulatory requirements..., including advisory activities related to Listing Rules and / or Takeovers Code. Act as the Responsible Officer and in charge...
on regulatory changes, compliance obligations, and corporate governance standards Maintain and enhance legal templates and contract...A newly created opportunity is now available for an experienced Legal Officer/Paralegal to contribute to the legal...
Recruit Ref: L0601128781 Posting Date: 2025-10-24 Qupital Limited Credit Administration Officer Responsibilities... in the system. Ensure compliance of loan/ security documents and all conditions precedent prior to credit limit activation...
procedures and policies Monitor risk indicators / parameters to ensure compliance with internal policies and regulatory.... We are committed to complying with Financial Services Compliance to safeguard investor asset and to provide excellent service. uSMART...
experience. Responsibilities: Act as a Responsible Officer to supervise SFC Type 4 & 9 regulated activities in compliance... with SFC regulations; Manage and supervise daily fund operations to ensure full regulatory compliance; Work with senior...
and subject matter experts running their teams. Assistant Custody Manager / Business Officer, Project Management... to implement end-user computing and Excel Macro tools, ensure high quality deliverables, prepare documentation for compliance...
of guidelines, rules and regulations to ensure meeting the standard of regulatory compliance; Handle internal and external audit... and subject matter experts running their teams. Operation Officer/Assistant Manager - Remittance Responsibilities: Planning...
execution of loan documentations and compliance in accordance with all legal and regulatory requirements Input data and limit... and subject matter experts running their teams. Assistant Manager /Operation Officer (Loans Division) Responsibilities: Loan...
and subject matter experts running their teams. Deputy Custody Manager / Assistant Custody Manager / Business Officer... over the full project life cycle, ensure high quality of IT deliverables, prepare documentation for compliance and audit...
We are currently seeking a high calibre professional to join our team as a Senior Officer, MPF Administration (9 months... (including offshore) so that timely and quality services are delivered, and ensure compliance with statutory deadlines...
control standards, group compliance policy and external regulatory requirements Requirements Diploma or Degree Holder... and Loans Officer, reporting to Card and Loans Managaer. Principal responsibilities Provide professional and all rounded...
management team as Relationship Support Officer, reporting to Manager, Relationship Management Principal responsibilities... in handling customers and working counterparts related matters Ensures all activities are in compliance with the requirement...
errors and mistakes proactively. Conduct compliance review of payments for anti-money laundering and anti-terrorism purpose... of product quality. Coordination and revision of guidelines, rules and regulations to ensure meeting the standard of regulatory...
all activities are in compliance with the requirements of the Bank and regulatory authorities Propose and implement streamlining... Customer Service Officer, Securities and Retail Margin Services, reporting to Manager, Relationship Management. Principal...
banking Prepare loan agreements and collateral documents Ensure duly execution of loan documentations and compliance... in accordance with all legal and regulatory requirements Input data and limit to mainframe systems Co-ordinate with frontline...
compliance with regulatory requirements and arrange external audit when necessary for individual projects; To support treasury... accounting software; Candidates with less experience will be considered for the Assistant Executive Officer position. Salary...
, and controls to ensure compliance with internal guidelines and regulatory requirements. Resolve settlement discrepancies promptly... platform; Knowledge in local regulatory and compliance guidelines in relation to settlement issues is advantageous; Overtime...
through data gathering and analysis. Ensure compliance with hospital policies, quality standards, and regulatory requirements... Rank: Executive Officer II Department / Cluster: Department of Medicine & Therapeutics, New Territories East Cluster...