and risk considerations Lead cross-functional launch workstreams Drive documentation and governance Manage external parties...) Ensure product compliance with applicable regimes Requirements Bachelor's degree in Finance, Business, Economics...
of trades, ensuring accuracy and compliance with regulatory requirements and internal policies. Monitor and reconcile... settlement discrepancies, resolving issues promptly. Prepare and maintain accurate records of settlement activities. Risk...
. Principal Accountabilities: Take the initiative to resolve any issues which may adversely affect our reputational risk... or otherwise raised by a downstream area Provide a high level of service to desks and their clients Awareness of and compliance...
launching procedures to ensure clients are equipped with the latest product options Work with compliance and risk department...
of responsibility. To report any breaches of policy to Compliance and/ or your supervisor as required. To elevate risk events... of the risk and compliance requirements associated with this. Experience working in a clearing firm is an advantage...
, task lists, and briefs Ensure all event elements meet branding, compliance, and documentation standards Build excellent... of reinsurance, insurance and other forms of insurance-based risk transfer, working to make the world more resilient. We anticipate...
and regulations by coordinating with Legal, Compliance and Risk teams. Qualifications, Training and Experience Bachelor Degree... events, including on-site coordination. Assist in managing budgets for the team. Ensure compliance with relevant laws...
productivity) and report to senior management Collaborate closely with Product, Marketing, Credit Risk, Technology, and Compliance...
requirement. Oversee & follow up the risk and compliance related issues, and coordinate the enquiries from Internal / external...Responsibilities: Review and contribute to the client onboarding process to ensure adherence to compliance...
Job Description Oversee and manage the AML Transaction Monitoring and Fraud Risk Management team to ensure effective... and implement robust AML transaction monitoring policies, procedures, and controls. Conduct regular risk assessments and enhance...
and product development. 5. Supervise all Asset Management activities to ensure full regulatory compliance. 6. Establish... and risk-management capabilities; demonstrated leadership in driving teams. 7. Fluency in English, Chinese (Cantonese...
privacy standards. Risk & Compliance Management: Identify and mitigate project risks, ensure adherence to regulatory... into technical deliverables, oversee integrations, testing, and production readiness while ensuring compliance with security and data...
of the company IT Security and technology risk related policies, guidelines and standards operating procedures Participate... in internal regular security assessment and compliance review activities Perform vulnerability scanning and penetration test...
participation in CDD ad-hoc projects by working closely with compliance, risk and front-office. Responsible for account... Regional Office. Job Responsibilities Accountable for client onboarding for low to high-risk corporate and institutional...
to be on par with the upgraded international standards. Provide technical information for risk assessment and problem investigation... / solving. Monitor Nutrition Information Panel compliance by in-house lab test and outside lab verification. Upgrade...
Portfolio with respect to risk, cost, control, IT governance, compliance and business performance objectives as established... and software Produce regular license compliance reports and propose cost optimization solutions Support negotiation...
. At least 7 years of experience in IT management or governance, with a focus on risk and compliance. Expertise in system..., implement, and oversee IT governance-related policies, procedures, and guidelines to ensure proactive compliance and oversight...
in manufacturing process and establish appropriate action plans to reduce / eliminate risk through PFMEA Established control plans... jobs in our company before. (Personal data submitted are for recruitment purpose only.) Job Features Job Category QA/QC, Compliance...
and compliance with contractual terms. Exercise CP rights to protect owners' interests, negotiating terms and mitigating risks... interests. Conduct port‑specific risk evaluations for dry bulk operations, implementing safety measures to enhance vessel...
in project policies and procedures establishment, operational control, quality assurance, compliance monitoring and risk...