experience. Responsibilities: Act as a Responsible Officer to supervise SFC Type 4 & 9 regulated activities in compliance..., and guidelines of relevant regulatory authorities; Minimum 5 years of relevant experience as a Responsible Officer (unconditional...
related documents; Report to Responsible Officer any trades irregularities; Perform other operational duties in dealing room... and Futures Commission in Hong Kong with Type 1 (dealing in securities), 4 (advising on securities) and 9 (Asset Management...
-leadership experience. 4. Hold an unconditional Type 9 Responsible Officer (RO) license issued by the SFC. 5. Familiar... of industry trends and associated risks to support investment decisions. 4. Responsible for Asset Management business expansion...
related documents; Report to Responsible Officer any trades irregularities; Perform other operational duties in dealing room... and Futures Commission in Hong Kong with Type 1 (dealing in securities), 4 (advising on securities) and 9 (Asset Management...
related documents; Report to Responsible Officer any trades irregularities; Perform other operational duties in dealing room... and Futures Commission in Hong Kong with Type 1 (dealing in securities), 4 (advising on securities) and 9 (Asset Management...