. They provide a stable and supportive environment for our professionals to thrive. Position: Responsible Officer (RO) SFC... + Performance Bonus (Negotiable) Company: A Well-Established SFC-Licensed Corporation The Role Act as the SFC Responsible...
: Mandatory Licensing: Must be a qualified SFC Responsible Officer (RO) holding Licenses for Type 1, 4, and 9 regulated activities...: Regulatory Leadership & Oversight: Act as the designated Responsible Officer (RO) for Type 1, 4, and 9 regulated activities...
by the Board of Directors. Requirements: Mandatory Licensing: Must be a qualified SFC Responsible Officer (RO) holding...Responsibilities: Regulatory Leadership & Oversight: Act as the designated Responsible Officer (RO) for Type 1, 4...
Core Responsibilities (Assets + Clients) 1. Licensing & Regulatory Compliance As the SFC-approved core Responsible... assets and lock in exclusive asset supply. Qualifications Simultaneously hold Hong Kong SFC Type 1, 4, and 9 RO licenses...
in growing external AUM Must be a qualified SFC Responsible Officer (RO) with licenses for Type 1, 4, and 9 activities...I am currently recruiting for a Chief Executive Officer (CEO) to spearhead a fast-growing Hong Kong Asset Management...
-in-Charge (MIC) for the SFC. Guarantee strict adherence to all regulatory requirements for SFC Type 1, 4, and 9 licenses...某中资资管招聘CEO/ Head of Asset Management, 负责公司的投资，感兴趣请联系Katherine ***微信号：Katherine_Shiu，欢迎转发自荐 Chief Executive Officer...
adherence to all regulatory requirements for SFC Type 1, 4, and 9 licenses. Stakeholder Relations: Act as the primary...About the job Chief Executive Officer (CEO) - Mid-Sized Asset Management Firm Chief Executive Officer (CEO) - Asset...
, and 9 licenses. Stakeholder Relations: Act as the primary representative to the Board, the SFC, and key clients including...Chief Executive Officer (CEO) - Asset Management Position Overview The CEO will provide overall leadership...
Responsible Officer (RO) to ensure the companys operations continuously comply with SFC licensing and regulatory requirements... and the regulatory landscape governing virtual assets. Must hold at least one SFC Responsible Officer (RO) license among...
At least 5 years' fund manager experience in publicly offered funds or mutual funds, Current SFC Type 9 Responsible Officer (RO... in the market Follow any compliance requirements and manage risk control of the responsible products Requirements...
Responsible Officer (RO) or HKMA Type 9 Executive Officer (EO) license preferred. Candidates with a strong track record... strongly preferred. Professional Experience: Prior experience in industry-related areas preferred. Existing SFC Type 9...
licensed Responsible Officer for Type 9 activities. RO status for type 1 and 4 would also be an advantage. 5+ years... to support them in delivering products and solutions aligned with their wealth needs. Qualifications: Qualifications: SFC...
At least 5 years' fund manager experience in publicly offered funds or mutual funds, Current SFC Type 9 Responsible Officer (RO... in the market Follow any compliance requirements and manage risk control of the responsible products Requirements...
: Must be a current SFC Responsible Officer for Type 1 and Type 2 regulated activities. Solid experience in bond dealing and fixed income... is an advantage. Eligibility to be approved as a Responsible Officer by the SFC. What's on Offer Competitive salary range...
Job Description: As a Responsible Officer (RO) for Type 9 licensed activities including virtual assets portfolio... cycles. Key responsibilities include: · Regulatory Leadership: Participate in SFC Type 9 license uplifting...