that are covered by the Corporate Legal team, including the company's corporate governance processes, compliance with U.S. securities... to assist with securities issuance and transfer matters for Cloudflare's employees and directors and in connection with M...
Program Manager at the U.S. Securities and Exchange Commission (SEC). The SEC is modernizing its Electronic Data Gathering...) CLEARANCE U.S. citizenship is required Ability to obtain SEC security clearance CLIENT Securities and Exchange...
Technical Lead ROLE We need an experienced Technical Lead at the U.S. Securities and Exchange Commission (SEC). The... SEC security clearance CLIENT Securities and Exchange Commission (SEC), EDGAR Business Office (EBO) WORK HOURS...
Technical Lead at the U.S. Securities and Exchange Commission (SEC). The SEC is modernizing its Electronic Data Gathering... Securities and Exchange Commission (SEC), EDGAR Business Office (EBO) WORK HOURS 40 hours per week 8 hours per day...
Scrum Master ROLE We need an experienced Scrum Master at the U.S. Securities and Exchange Commission (SEC). The SEC... Securities and Exchange Commission (SEC), EDGAR Business Office (EBO) WORK HOURS 40 hours per week 8 hours per day...
Program Manager ROLE We need an experienced Program Manager at the U.S. Securities and Exchange Commission (SEC). The... CLIENT Securities and Exchange Commission (SEC), EDGAR Business Office (EBO) WORK HOURS 40 hours per week 8 hours...
information about OCC ethics standards, such as the requirement that new hires divest their bank securities. * Obtain and maintain... received a waiver determination permitting you to retain bank securities due to extenuating circumstances, please note...
SIE (Securities Industry Essentials) exam. Life/Health Insurance License 4-year college degree (preferred) Position Benefits...
industry, including compliance, asset and wealth management, securities, or banking operations Experience with regulatory...
securities laws and regulations, including the Investment Advisers Act Experience with private equity secondary transactions...
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials®, Series 6, Series 7, Series 63, and more Certified Financial Planner® licensing...
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer...
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC...
business activities and private securities transactions in accordance with FINRA Rules 3270 and 3280 Assist with research... and/or compliance driven environment. Securities Industry Essentials (SIE) and FINRA Series 7 license required or must obtain within 60...
7 Series 66 Passing the SIE (Securities Industry Essentials) exam. Life/Health Insurance License Position Benefits...
, and placement agents in public offerings and private placements of securities. Proficiency in securities law compliance, including... the Securities Act of 1933 and the Securities Exchange Act of 1934. Familiarity with business development companies (BDCs...
and executive benefits, with a focus on tax, securities, and employee benefits law. The role offers the opportunity to work.... Providing counsel on complex tax and securities issues, including Sections 409A, 280G, and 162(m), related to executive...
and executive benefits, with a focus on tax, securities, and employee benefits law. The role offers the opportunity to work.... Providing counsel on complex tax and securities issues, including Sections 409A, 280G, and 162(m), related to executive...
and executive benefits, with a focus on tax, securities, and employee benefits law. The role offers the opportunity to work.... Providing counsel on complex tax and securities issues, including Sections 409A, 280G, and 162(m), related to executive...
practice in Washington, D.C. Responsibilities include advising on equity compensation, executive benefits, tax, securities... plans. Providing counsel on tax and securities issues related to executive compensation. Supporting mergers, acquisitions...