and Futures Commission (SFC). 3. Audit Quality & Technical Excellence: Ensure the delivery of high-quality audit services... reports profit forecasts and long-form reports. Liaise effectively with regulators including the HKEX and the Securities...
with regulators by being the Regulators first point of contact for regulatory matters (i.e. Securities and Futures Commission (SFC... (Type 1) and may be currently working have worked or work directly with the Securities and Futures Commission (SFC) . You meet...
reconciliation Ensure settlement activities comply with the compliance requirements of the Hong Kong Securities and Futures... Commission (SFC) Requirement Bachelor's Degree in Finance or Accounting 3-5 years of experience in OTC derivatives...
是一家在香港資本市場具有重要地位的中國國有企業。 Licensed by the Securities and Futures Commission (SFC) to conduct Type 6 regulated activities (Advising on Corporate Finance...
Securities and Futures Commission (SFC), holding a Type 6 license (advising on corporate finance). Our core business focuses... and professional bodies to ensure that transactions comply with the Securities and Futures Commission and listing rules. Independently...
by the Hong Kong Securities and Futures Commission. It plays a pivotal role in its parent group's overseas investment... authorization under Type 1 (Dealing in Securities), Type 4 (Advising on Securities), and Type 9 (Asset Management) licenses issued...
and Futures Commission (SFC), to deliver exceptional wealth management services. Key Responsibilities Conduct comprehensive... a pivotal role in advising clients on tailored investment strategies, utilizing expertise in securities, asset allocation...
’s first point of contact for regulatory matters (i.e. Securities and Futures Commission (SFC)) , keeping everybody informed... in Securities (Type 1) and may be currently working, have worked, or work directly with the Securities and Futures Commission (SFC...
activities for unlicensed entities as per Securities and Futures Commission (SFC) guidelines and supporting the testing of system...
as a limited liability company on July 8, 2013, and is licensed with the Securities and Futures Commission of Hong Kong effective... March 3, 2016. Fosun Asset Management is also registered with US Securities and Exchange Commission effective March 2, 2018...
by the Hong Kong Securities and Futures Commission. It plays a pivotal role in its parent group's overseas investment... authorization under Type 1 (Dealing in Securities), Type 4 (Advising on Securities), and Type 9 (Asset Management) licenses issued...
and Futures Commission (SFC) to conduct Type 6 regulated activities (Advising on Corporate Finance). Authorized by the SFC... Overview We are a state-owned enterprise with a strong presence in Hong Kong's capital markets. Licensed by the Securities...
of contact for regulatory matters (i.e. Securities and Futures Commission (SFC)), keeping everybody informed and protecting...) license under the Securities and Futures Ordinance (SFO) based on the SFC Licensing Handbook, including but not limited...
meet the requirements of regulatory bodies such as the Hong Kong Securities and Futures Commission and the Hong Kong...
a Type 2 license from the Hong Kong Securities and Futures Commission. 3-5 years of relevant work experience... of futures trading and clearing, with experience serving institutional clients preferred. Proficient in spoken and written...
, and is licensed with the Securities and Futures Commission of Hong Kong effective March 3, 2016. Fosun Asset Management... is also registered with US Securities and Exchange Commission effective March 2, 2018. Job Description Conduct statement review...
requirements of the Code of conduct for Persons Licensed by or Registered with the Securities and Futures Commission; Provide high..., insurance, securities, trust and asset management sectors. Serving customers with whole-hearted, the Bank provides comprehensive...
Securities and Futures Ordinance and Listing Rules. Job Duties Perform full spectrum of company secretarial duties, corporate... and Futures Ordinance and Companies Ordinance Experience in handling compliance matters with the Securities and Futures...